|
101
|
Ionic Capital Management
New York
|
–
|
-$987K
|
-52,000
|
Closed
|
|
|
102
|
Mirae Asset Global Investments
Seoul,
South Korea
|
–
|
-$759K
|
-40,000
|
Closed
|
|
|
103
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$720K
|
-37,946
|
Closed
|
|
|
104
|
Janus Henderson Group
London,
|
–
|
-$720K
|
-37,909
|
Closed
|
|
|
105
|
Stephens Inc
Little Rock,
Arkansas
|
–
|
-$411K
|
-21,629
|
Closed
|
|
|
106
|
Prudential Financial
Newark,
New Jersey
|
–
|
-$378K
|
-19,900
|
Closed
|
|
|
107
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$317K
|
-16,744
|
Closed
|
|
|
108
|
Integral Derivatives
New York
|
–
|
-$277K
|
-14,600
|
Closed
|
|
|
109
|
American Century Companies
Kansas City,
Missouri
|
–
|
-$224K
|
-11,817
|
Closed
|
|
|
110
|
Investment Centers of America
Bismarck,
North Dakota
|
–
|
-$200K
|
-10,420
|
Closed
|
|
|
111
|
TD Ameritrade Trust
Denver,
Colorado
|
–
|
-$154K
|
-7,912
|
Closed
|
|
|
112
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$11K
|
-600
|
Closed
|
|
|
113
|
Alexandria Capital
Arlington,
Virginia
|
–
|
-$11K
|
-580
|
Closed
|
|
|
114
|
Advocacy Wealth Management Services
Atlanta,
Georgia
|
–
|
-$11K
|
-555
|
Closed
|
|
|
115
|
Next Financial Group
Houston,
Texas
|
–
|
-$10K
|
-520
|
Closed
|
|
|
116
|
Perigon Wealth Management
San Francisco,
California
|
–
|
-$4K
|
-191
|
Closed
|
|
|
117
|
Edmond de Rothschild Holding
Chambesy,
Switzerland
|
–
|
-$3K
|
-170
|
Closed
|
|
|
118
|
Thompson Davis & Co
Richmond,
Virginia
|
–
|
-$2K
|
-125
|
Closed
|
|
|
119
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$2K
|
-100
|
Closed
|
|
