|
1176
|
Capula Management
Grand Cayman,
Cayman Islands
|
–
|
-$202K
|
-4,217
|
Closed
|
|
|
1177
|
Dorchester Wealth Management
Montreal,
Quebec, Canada
|
–
|
-$201K
|
-4,200
|
Closed
|
|
|
1178
|
Rational Advisors
Huntington,
New York
|
–
|
-$124K
|
-2,599
|
Closed
|
|
|
1179
|
Goodwin Investment Advisory
Woodstock,
Georgia
|
–
|
-$76.6K
|
-1,600
|
Closed
|
|
|
1180
|
Future Financial Wealth Management
Cincinnati,
Ohio
|
–
|
-$73K
|
-1,525
|
Closed
|
|
|
1181
|
Pingora Partners
Wilson,
Wyoming
|
–
|
-$57.4K
|
-1,200
|
Closed
|
|
|
1182
|
|
–
|
-$47.9K
|
-1,000
|
Closed
|
|
|
1183
|
|
–
|
-$32.5K
|
-931
|
Closed
|
|
|
1184
|
Global Assets Advisory
Orlando,
Florida
|
–
|
-$35.7K
|
-741
|
Closed
|
|
|
1185
|
Exchange Traded Concepts
Oklahoma City,
Oklahoma
|
–
|
-$30.7K
|
-641
|
Closed
|
|
|
1186
|
Mitsubishi UFJ Morgan Stanley Securities
Tokyo,
Japan
|
–
|
-$23.9K
|
-500
|
Closed
|
|
|
1187
|
Mine & Arao Wealth Creation & Management
Campbell,
California
|
–
|
-$19.4K
|
-406
|
Closed
|
|
|
1188
|
LGT Financial Advisors
Dallas,
Texas
|
–
|
-$9.53K
|
-199
|
Closed
|
|
|
1189
|
1832 Asset Management
Toronto,
Ontario, Canada
|
–
|
-$7.99K
|
-167
|
Closed
|
|
|
1190
|
Core Wealth Advisors (Florida)
Lakeland,
Florida
|
–
|
-$4.79K
|
-100
|
Closed
|
|
|
1191
|
D.J. St. Germain
Springfield,
Massachusetts
|
–
|
-$4.79K
|
-100
|
Closed
|
|
|
1192
|
FRG Family Wealth Advisors
Bellevue,
Washington
|
–
|
-$2.18K
|
-44
|
Closed
|
|
|
1193
|
|
–
|
-$1.44K
|
-30
|
Closed
|
|
|
1194
|
Capstone Investment Advisors
New York
|
–
|
-$597
|
-12
|
Closed
|
|
|
1195
|
TFO Wealth Partners
Maumee,
Ohio
|
–
|
-$527
|
-11
|
Closed
|
|
|
1196
|
Financial Gravity Asset Management
Lakeway,
Texas
|
–
|
-$475
|
-10
|
Closed
|
|
|
1197
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
–
|
+$199
|
+4
|
New
|
|
