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Name Holding Trade Value Shares
Change 		Change in
Stake
PFO
1501
Pathstone Family Office
New Jersey
$10K +$10.5K +100 New
TRCT
1502
Tower Research Capital (TRC)
New York
$10K +$10.5K +100 New
FIG
1503
Fusion Investment Group
Pennsylvania
$10K +$10.7K +102 New
MIM
1504
Macroview Investment Management
Maryland
$8K – – –
BWFA
1505
Baltimore-Washington Financial Advisors
Maryland
$7K – – –
LWA
1506
Lenox Wealth Advisors
New York
$7K – – –
JAM
1507
JCIC Asset Management
Ontario, Canada
$5K -$47.3K -450 -90%
VIA
1508
Vident Investment Advisory
Georgia
$4K -$25.3K -241 -84%
NC
1509
NewSquare Capital
Pennsylvania
$4K – – –
ST
1510
Spot Trading
Illinois
$3K -$2.58M -24,562 -100%
RWM
1511
Raffa Wealth Management
District of Columbia
$2.6K – – –
SGAM
1512
Smith Group Asset Management
Texas
$2K – – –
ARMC
1513
American Research & Management Company
Massachusetts
$1K – – –
EMA
1514
Efficient Market Advisors
California
$1K +$841 +8 New
OCAM
1515
Onex Canada Asset Management
Ontario, Canada
– -$57.2M -437,610 Closed
BKBG
1516
BHF Kleinwort Benson Group
Belgium
– -$15.5M -147,762 Closed
MSWM
1517
Mader & Shannon Wealth Management
Missouri
– -$9.53M -90,864 Closed
MME
1518
Meag Munich Ergo
Germany
– -$8.86M -84,117 Closed
AI
1519
Ariel Investments
Illinois
– -$8.69M -82,895 Closed
EAM
1520
EverPoint Asset Management
Connecticut
– -$7.87M -75,000 Closed
NLGIA
1521
Nippon Life Global Investors Americas
New York
– -$7.42M -70,760 Closed
NEI
1522
Northwest & Ethical Investments
Ontario, Canada
– -$4.4M -42,000 Closed
NCIM
1523
New Century Investment Management
Michigan
– -$4.24M -40,400 Closed
QIM
1524
Quantitative Investment Management
Virginia
– -$4.2M -40,000 Closed
HH
1525
HWG Holdings
Texas
– -$3.99M -38,104 Closed
59 60
61
62 63