|
101
|
|
$18K
|
–
|
–
|
–
|
|
|
102
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$16K
|
–
|
–
|
–
|
|
|
103
|
Riggs Asset Management
Dallas,
Pennsylvania
|
$15K
|
-$14.9K
|
-1,500
|
-50%
|
|
|
104
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$13K
|
–
|
–
|
–
|
|
|
105
|
Blume Capital Management
Berkeley,
California
|
$10K
|
–
|
–
|
–
|
|
|
106
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$10K
|
–
|
–
|
–
|
|
|
107
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
$10K
|
–
|
–
|
–
|
|
|
108
|
BlackRock Investment Management
Wilmington,
Delaware
|
$10K
|
+$9.93K
|
+1,000
|
New
|
|
|
109
|
WealthPLAN Partners
Omaha,
Nebraska
|
$7.42K
|
+$7.44K
|
+750
|
New
|
|
|
110
|
Tower Research Capital (TRC)
New York
|
$7K
|
-$45.1K
|
-4,549
|
-87%
|
|
|
111
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$7K
|
+$7.28K
|
+733
|
New
|
|
|
112
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$6K
|
+$4.96K
|
+500
|
+333%
|
|
|
113
|
Kanaly Trust
Houston,
Texas
|
$5K
|
–
|
–
|
–
|
|
|
114
|
First City Capital Management
Savannah,
Georgia
|
$4.95K
|
–
|
–
|
–
|
|
|
115
|
American National Bank & Trust
Wichita Falls,
Texas
|
$4K
|
–
|
–
|
–
|
|
|
116
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
117
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
–
|
-$103K
|
-11,126
|
Closed
|
|
|
118
|
Trust Company
Manhattan,
Kansas
|
–
|
-$43K
|
-4,575
|
Closed
|
|
|
119
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$27K
|
-3,000
|
Closed
|
|
|
120
|
Risk Paradigm Group
Austin,
Texas
|
–
|
-$5.51K
|
-593
|
Closed
|
|
|
121
|
Windsor Capital Management
Phoenix,
Arizona
|
–
|
-$2K
|
-302
|
Closed
|
|
|
122
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
+$109
|
+11
|
New
|
|
|
123
|
Pinnacle Summer Investments
Fairfax,
Virginia
|
–
|
+$4.17K
|
+420
|
New
|
|
