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Canadian Solar
CSIQ

Name Holding Trade Value Shares
Change 		Change in
Stake
FIM
201
Freedom Investment Management
Connecticut
– -$443K -11,440 Closed
NRD
202
Nebula Research & Development
New York
– -$438K -11,322 Closed
CWC
203
Carolinas Wealth Consulting
North Carolina
– -$387K -10,000 Closed
YMRC
204
Yorktown Management & Research Company
Virginia
– -$383K -9,900 Closed
I
205
InceptionR
California
– -$373K -9,641 Closed
CS
206
Credit Suisse
Switzerland
– -$325K -8,391 Closed
PAG
207
Private Advisor Group
New Jersey
– -$289K -7,927 Closed
CC
208
Cipher Capital
New York
– -$268K -6,926 Closed
BC
209
Bridgefront Capital
Texas
– -$260K -6,724 Closed
BBVA
210
Banco Bilbao Vizcaya Argentaria
Spain
– -$213K -5,493 Closed
Balyasny Asset Management
211
Balyasny Asset Management
Illinois
– -$209K -5,406 Closed
AC
212
Arjuna Capital
North Carolina
– -$208K -5,370 Closed
DPIM
213
Duff & Phelps Investment Management
Illinois
– -$202K -5,232 Closed
Sumitomo Mitsui Trust Group
214
Sumitomo Mitsui Trust Group
Japan
– -$201K -5,192 Closed
AI
215
AXS Investments
New York
– -$66.5K -1,720 Closed
State of Tennessee, Department of Treasury
216
State of Tennessee, Department of Treasury
Tennessee
– -$54.2K -1,401 Closed
FCA
217
FinTrust Capital Advisors
South Carolina
– -$29K -939 Closed
HCA
218
Harbor Capital Advisors
Illinois
– -$33.4K -863 Closed
PMEF
219
Point72 Middle East FZE
United Arab Emirates
– -$13.6K -352 Closed
FBC
220
Fairfield, Bush & Co
Connecticut
– -$11.6K -300 Closed
PIAS
221
PCA Investment Advisory Services
Ohio
– -$11.6K -300 Closed
CFD
222
Creative Financial Designs
Indiana
– -$7.74K -200 Closed
HCM
223
Hollencrest Capital Management
California
– -$2.94K -76 Closed
IGWM
224
ICA Group Wealth Management
Colorado
– -$1.97K -51 Closed
BIA
225
Bell Investment Advisors
California
– -$503 -13 Closed
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9
10