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Canadian Solar
CSIQ

Name Holding Trade Value Shares
Change 		Change in
Stake
QI
201
QS Investors
New York
– -$1.43M -28,738 Closed
SM
202
SG3 Management
Puerto Rico
– -$1.11M -27,000 Closed
Creative Planning
203
Creative Planning
Kansas
– -$908K -18,291 Closed
PP
204
Paloma Partners
Connecticut
– -$663K -13,359 Closed
HT
205
HAP Trading
New York
– -$602K -12,137 Closed
AGM
206
Alpine Global Management
New York
– -$523K -10,540 Closed
Koshinski Asset Management
207
Koshinski Asset Management
Illinois
– -$465K -9,375 Closed
MML Investors Services
208
MML Investors Services
Massachusetts
– -$452K -9,106 Closed
Acadian Asset Management
209
Acadian Asset Management
Massachusetts
– -$427K -8,611 Closed
RFC
210
Regions Financial Corp
Alabama
– -$372K -7,500 Closed
BAM
211
Belpointe Asset Management
Nevada
– -$323K -6,500 Closed
CIBC World Market
212
CIBC World Market
Ontario, Canada
– -$303K -6,104 Closed
SM
213
Sciencast Management
New Jersey
– -$262K -5,711 Closed
COPPSERS
214
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$273K -5,500 Closed
SIGI
215
Susquehanna International Group (Ireland)
Ireland
– -$265K -5,337 Closed
FIM
216
Freedom Investment Management
Connecticut
– -$250K -5,039 Closed
NL
217
NKCFO LLC
Illinois
– -$248K -5,000 Closed
OMC
218
Old Mission Capital
Illinois
– -$232K -4,669 Closed
IAIM
219
International Assets Investment Management
Florida
– -$87K -1,700 Closed
FCA
220
FinTrust Capital Advisors
South Carolina
– -$42K -843 Closed
Lazard Asset Management
221
Lazard Asset Management
New York
– -$29K -600 Closed
SFS
222
Sowell Financial Services
Arkansas
– -$20K -502 Closed
SSB
223
Sandy Spring Bank
Maryland
– -$14K -275 Closed
HI
224
Human Investing
Oregon
– -$12K -250 Closed
VFA
225
Valeo Financial Advisors
Indiana
– -$6K -118 Closed
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