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Canadian Solar

Name Holding Trade Value Shares
Change
Change in
Stake
JFA
176
JNBA Financial Advisors
Minnesota
$1K – – –
KTC
177
Kistler-Tiffany Companies
Pennsylvania
$1K – – –
US Bancorp
178
US Bancorp
Minnesota
$1K – – –
WAS
179
Winch Advisory Services
Wisconsin
$1K – – –
FFA
180
Fairfield Financial Advisors
Massachusetts
$37 – – –
WIM
181
Westside Investment Management
California
$3 – – –
First Trust Advisors
182
First Trust Advisors
Illinois
– -$13.4M -430,965 Closed
BPIH
183
Broad Peak Investment Holdings
Singapore
– -$7.32M -234,900 Closed
KL
184
KGH Ltd
Bahamas
– -$2.17M -69,745 Closed
OQS
185
Occudo Quantitative Strategies
Florida
– -$1.83M -58,738 Closed
Point72 Asset Management
186
Point72 Asset Management
Connecticut
– -$1.81M -58,200 Closed
MIC
187
Maxi Investments CY
Cyprus
– -$1.62M -52,100 Closed
CSCSIM
188
Clear Sky Carbon Solutions Investment Management
Texas
– -$1.53M -49,000 Closed
BFM
189
Boothbay Fund Management
New York
– -$665K -21,361 Closed
TSS
190
Two Sigma Securities
New York
– -$650K -17,062 Closed
FRM
191
Fox Run Management
Connecticut
– -$433K -13,907 Closed
HT
192
HAP Trading
New York
– -$347K -11,143 Closed
CIBC World Market
193
CIBC World Market
Ontario, Canada
– -$252K -8,107 Closed
SIC
194
Samalin Investment Counsel
New York
– -$226K -7,250 Closed
UBS AM
195
UBS AM
Illinois
– -$217K -6,979 Closed
SEC
196
Seven Eight Capital
New York
– -$208K -6,684 Closed
E
197
Ergoteles
New York
– -$202K -6,479 Closed
CAPTRUST Financial Advisors
198
CAPTRUST Financial Advisors
North Carolina
– -$155K -4,985 Closed
AIM
199
ARK Investment Management
Florida
– -$157K -4,882 Closed
SN
200
Sittner & Nelson
Oregon
– -$42K -1,345 Closed