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Canadian Solar
CSIQ

Name Holding Trade Value Shares
Change 		Change in
Stake
Arrowstreet Capital
126
Arrowstreet Capital
Massachusetts
– -$8.71M -300,934 Closed
PI
127
Putnam Investments
Massachusetts
– -$8.69M -300,119 Closed
OAM
128
Oxford Asset Management
United Kingdom
– -$7.03M -246,802 Closed
Bessemer Group
129
Bessemer Group
New Jersey
– -$6.1M -210,511 Closed
Nuveen
130
Nuveen
North Carolina
– -$5.71M -197,202 Closed
Acadian Asset Management
131
Acadian Asset Management
Massachusetts
– -$2.43M -83,844 Closed
DC
132
Deere & Company
Illinois
– -$1.91M -66,050 Closed
RFC
133
Russell Frank Company
Washington
– -$1.85M -64,652 Closed
SFP
134
Santa Fe Partners
New Mexico
– -$1.14M -39,280 Closed
TCM
135
Timpani Capital Management
Wisconsin
– -$1.1M -37,923 Closed
CSS
136
Cubist Systematic Strategies
Connecticut
– -$1.05M -36,170 Closed
SBIA
137
Sheaff Brock Investment Advisors
Indiana
– -$950K -32,814 Closed
TI
138
Trexquant Investment
Connecticut
– -$907K -31,318 Closed
EC
139
EJF Capital
Virginia
– -$724K -25,000 Closed
TMC
140
Trellus Management Company
Florida
– -$547K -18,900 Closed
D.E. Shaw & Co
141
D.E. Shaw & Co
New York
– -$480K -16,565 Closed
RJFSA
142
Raymond James Financial Services Advisors
Florida
– -$388K -13,400 Closed
DTL
143
Dynamic Technology Lab
Singapore
– -$338K -11,709 Closed
Bank of New York Mellon
144
Bank of New York Mellon
New York
– -$290K -10,001 Closed
Vanguard Group
145
Vanguard Group
Pennsylvania
– -$272K -9,400 Closed
CL
146
CSS LLC
Illinois
– -$221K -7,646 Closed
USGIU
147
U.S. Global Investors (USGI)
Texas
– -$107K -3,700 Closed
SEI Investments
148
SEI Investments
Pennsylvania
– -$94K -3,258 Closed
AFP
149
Ausdal Financial Partners
Iowa
– -$1K -50 Closed
LWM
150
Lenox Wealth Management
Ohio
– -$1K -43 Closed
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