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Name Holding Trade Value Shares
Change
Change in
Stake
PAM
401
Pinpoint Asset Management
Hong Kong
– -$1.63M -12,700 Closed
Freestone Capital Holdings
402
Freestone Capital Holdings
Washington
– -$724K -12,575 Closed
PFM
403
Premier Fund Managers
United Kingdom
– -$1.53M -11,950 Closed
AI
404
AdvisorShares Investments
Maryland
– -$1.52M -11,875 Closed
NAG
405
Northstar Advisory Group
New Jersey
– -$1.44M -11,190 Closed
LPARFS
406
Leverage Partners Absolute Return Fund SPC
Cayman Islands
– -$1.41M -11,000 Closed
EI
407
EAM Investors
California
– -$1.34M -10,424 Closed
BCM
408
Beck Capital Management
Texas
– -$1.26M -9,809 Closed
Winton Group
409
Winton Group
United Kingdom
– -$1.17M -9,098 Closed
DZ Bank
410
DZ Bank
Germany
– -$1.14M -8,844 Closed
Level Four Advisory Services
411
Level Four Advisory Services
Texas
– -$1.08M -8,428 Closed
BC
412
Bridgefront Capital
Texas
– -$1.03M -8,049 Closed
Hillsdale Investment Management
413
Hillsdale Investment Management
Ontario, Canada
– -$1M -7,800 Closed
APG Asset Management
414
APG Asset Management
Netherlands
– -$868K -7,700 Closed
E
415
Ergoteles
New York
– -$888K -6,929 Closed
Fred Alger Management
416
Fred Alger Management
New York
– -$888K -6,929 Closed
BL
417
BFSG LLC
California
– -$847K -6,603 Closed
Nomura Holdings
418
Nomura Holdings
Japan
– -$840K -6,552 Closed
HIS
419
Harvest Investment Services
Illinois
– -$836K -6,525 Closed
NL
420
NKCFO LLC
Illinois
– -$830K -6,470 Closed
LSC
421
Lyon Street Capital
California
– -$769K -6,000 Closed
AIA Group
422
AIA Group
Hong Kong
– -$744K -5,800 Closed
LOAMU
423
Lombard Odier Asset Management (USA)
New York
– -$699K -5,453 Closed
HJIM
424
Henry James International Management
New York
– -$646K -5,037 Closed
CCB
425
Cutter & Co Brokerage
Missouri
– -$631K -4,920 Closed