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Cardiff Oncology
CRDF

Overview Fund Activity

29 hedge funds and large institutions have $1.21M invested in Cardiff Oncology in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 2 reducing their positions, and 14 closing their positions.

Holders
29
Holders Change
-8
Holders Change %
-21.62%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
2
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SM
1
Sabby Management
Florida
$578K
2
CH
2
CVI Holdings
Delaware
$237K
3
Renaissance Technologies
3
Renaissance Technologies
New York
$157K
4
EP
4
Elkhorn Partners
Nebraska
$69K
5
SNB
5
Security National Bank
Nebraska
$32K

Top Sellers

1
PFS
1
Prospera Financial Services
Texas
$0
2
VF
2
Virtu Financial
New York
$0
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$30K
4
California Public Employees Retirement System
4
California Public Employees Retirement System
California
$0
5
Northern Trust
5
Northern Trust
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Goldman Sachs
26
Goldman Sachs
New York
– – -209 Closed
State Street
27
State Street
Massachusetts
– – -185 Closed
Jane Street
28
Jane Street
New York
– – -168 Closed
PWAG
29
Polaris Wealth Advisory Group
California
– – -167 Closed
IP
30
Intellectus Partners
California
– – -28 Closed
CFA
31
Carroll Financial Associates
North Carolina
– – -21 Closed
Morgan Stanley
32
Morgan Stanley
New York
$0 56 -3 -5%
TWA
33
TCI Wealth Advisors
Arizona
– – -1 Closed
Bank of America
34
Bank of America
North Carolina
$0 81 – –
Carson Wealth (CWM LLC)
35
Carson Wealth (CWM LLC)
Nebraska
$0 14 – –
JPMorgan Chase & Co
36
JPMorgan Chase & Co
New York
$0 11 – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$0 47 – –
BWA
38
BDO Wealth Advisors
Florida
$0 21 – –
SEI Investments
39
SEI Investments
Pennsylvania
– – – –
Deutsche Bank
40
Deutsche Bank
Germany
$0 27 – –
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
– – – –
IA
42
IFP Advisors
Florida
$0 35 – –
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
– – – –
AG
44
Advisor Group
Arizona
$0 43 +1 +2%
CF
45
Centaurus Financial
California
$0 33 +33 New
Wells Fargo
46
Wells Fargo
California
$0 43 +36 +514%
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