Name Holding Trade Value Shares
Change
Change in
Stake
OMCS
326
Old Mutual Customised Solutions
South Africa
$30K +$28.8K +200 New
HNB
327
Huntington National Bank
Ohio
$29K -$1.48M -10,250 -98%
UFA
328
US Financial Advisors
Massachusetts
$27K +$26.1K +181 New
NES
329
New England Securities
New York
$20K +$2.16K +15 +13%
Northwestern Mutual Wealth Management
330
Northwestern Mutual Wealth Management
Wisconsin
$19K +$18.2K +126 New
MCM
331
MV Capital Management
Maryland
$17K +$16.6K +115 New
ST
332
SpiderRock Trading
Illinois
$15K – – –
TDC
333
Thompson Davis & Co
Virginia
$14K -$9.08K -63 -40%
First Manhattan
334
First Manhattan
New York
$14K – – –
Bessemer Group
335
Bessemer Group
New Jersey
$10K +$9.51K +66 New
FANJ
336
Financial Architects (New Jersey)
New Jersey
$8K – – –
TRCT
337
Tower Research Capital (TRC)
New York
$7K -$875K -6,068 -99%
NFG
338
Next Financial Group
Texas
$7K -$66.3K -460 -91%
WA
339
WealthTrust-Arizona
Arizona
$7K -$21.6K -150 -77%
SIA
340
Stancorp Investment Advisers
Oregon
$7K +$6.78K +47 New
NPC
341
National Planning Corporation
California
$5.73K +$5.77K +40 New
DBT
342
Dubuque Bank & Trust
Iowa
$5K – – –
GT
343
Glenmede Trust
Pennsylvania
$2K – – –
CAW
344
Cornerstone Advisors (Washington)
Washington
$1K – – –
EFSCE
345
Enterprise Financial Services Corp (EFSC)
Missouri
$1K – – –
UOTTAIMCU
346
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$1K +$865 +6 New
CM
347
Castleark Management
Illinois
– -$38.2M -331,730 Closed
AC
348
Ascend Capital
California
– -$19.8M -139,084 Closed
PC
349
PointState Capital
New York
– -$19.3M -135,600 Closed
CCP
350
Clough Capital Partners
Massachusetts
– -$10M -70,533 Closed