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Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
601
First Allied Advisory Services
California
-$804K -13,166 Closed
CIP
602
Chartwell Investment Partners
Pennsylvania
-$753K -12,325 Closed
OWD
603
Osborn Williams & Donohoe
Ohio
-$705K -11,542 Closed
Luther King Capital Management (LKCM)
604
Luther King Capital Management (LKCM)
Texas
-$678K -11,100 Closed
CK
605
Carnick & Kubik
Colorado
-$642K -10,515 Closed
CWP
606
Capital Wealth Planning
Florida
-$529K -8,656 Closed
MCM
607
Matarin Capital Management
New York
-$431K -7,052 Closed
Daiwa Securities Group
608
Daiwa Securities Group
Japan
-$428K -7,000 Closed
SAG
609
Sterne Agee Group
Alabama
-$377K -6,174 Closed
STIA
610
Stone Toro Investment Advisers
New Jersey
-$318K -5,200 Closed
AL
611
Airain Ltd
Guernsey
-$306K -5,000 Closed
CR
612
Cooperatieve Rabobank
Netherlands
-$249K -4,073 Closed
JG
613
Jefferies Group
New York
-$247K -4,050 Closed
USGIU
614
U.S. Global Investors (USGI)
Texas
-$226K -3,700 Closed
CCC
615
Chelsea Counsel Company
California
-$220K -3,596 Closed
GAM
616
Gotham Asset Management
New York
-$216K -3,543 Closed
NYLT
617
New York Life Trust
New York
-$111K -1,820 Closed
JEW
618
Jamison Eaton & Wood
New Jersey
-$61K -1,000 Closed
CFSG
619
Community Financial Services Group
Vermont
-$41K -670 Closed
FHA
620
First Horizon Advisors
Tennessee
-$39K -641 Closed
MCM
621
Mazama Capital Management
Oregon
-$13K -211 Closed
Jones Financial Companies
622
Jones Financial Companies
Missouri
-$11K -181 Closed
CFA
623
Camarda Financial Advisors
Florida
-$4K -65 Closed