|
401
|
DRW Securities
Chicago,
Illinois
|
–
|
-$120K
|
-14,851
|
Closed
|
|
|
402
|
Pathstone Holdings
Englewood,
New Jersey
|
–
|
-$104K
|
-12,970
|
Closed
|
|
|
403
|
Atria Investments
Charlotte,
North Carolina
|
–
|
-$92K
|
-11,461
|
Closed
|
|
|
404
|
Robeco Institutional Asset Management
Rotterdam,
Netherlands
|
–
|
-$89.3K
|
-11,125
|
Closed
|
|
|
405
|
GTS Securities
Miami,
Florida
|
–
|
-$85.7K
|
-10,673
|
Closed
|
|
|
406
|
Acadian Asset Management
Boston,
Massachusetts
|
–
|
-$21K
|
-2,660
|
Closed
|
|
|
407
|
Matrix Trust Company
Denver,
Colorado
|
–
|
-$15K
|
-1,816
|
Closed
|
|
|
408
|
MAI Capital Management
Independence,
Ohio
|
–
|
-$12K
|
-1,500
|
Closed
|
|
|
409
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$7.31K
|
-910
|
Closed
|
|
|
410
|
GPS Wealth Strategies Group
Centennial,
Colorado
|
–
|
-$7.23K
|
-900
|
Closed
|
|
|
411
|
Rise Advisors
Rochester,
New York
|
–
|
-$6.72K
|
-837
|
Closed
|
|
|
412
|
Wealthspire Advisors (New York)
New York
|
–
|
-$3.61K
|
-450
|
Closed
|
|
|
413
|
Clearstead Advisors
Cleveland,
Ohio
|
–
|
-$1.61K
|
-201
|
Closed
|
|
|
414
|
Larson Financial Group
St Louis,
Missouri
|
–
|
-$1.16K
|
-145
|
Closed
|
|
|
415
|
Principal Securities
Des Moines,
Iowa
|
–
|
-$1.11K
|
-138
|
Closed
|
|
|
416
|
Bogart Wealth LLC
Mclean,
Virginia
|
–
|
-$964
|
-120
|
Closed
|
|
|
417
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$802
|
-100
|
Closed
|
|
|
418
|
Rialto Wealth Management
Syracuse,
New York
|
–
|
-$482
|
-60
|
Closed
|
|
|
419
|
True Wealth Design
Akron,
Ohio
|
–
|
-$434
|
-54
|
Closed
|
|
|
420
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$305
|
-38
|
Closed
|
|
|
421
|
Bear Mountain Capital
Seattle,
Washington
|
–
|
-$144
|
-19
|
Closed
|
|
