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Capital One
COF

Name Holding Trade Value Shares
Change 		Change in
Stake
EAM
1026
Empirical Asset Management
Massachusetts
– -$328K -3,146 Closed
OC
1027
Oarsman Capital
Wisconsin
– -$315K -3,021 Closed
NP
1028
NorthRock Partners
Minnesota
– -$299K -2,869 Closed
HC
1029
Henshaw Capital
Massachusetts
– -$281K -2,695 Closed
VT
1030
Vise Technologies
New York
– -$275K -2,640 Closed
TCOO
1031
Trust Company of Oklahoma
Oklahoma
– -$269K -2,586 Closed
OPA
1032
Old Port Advisors
Maine
– -$276K -2,584 Closed
CWP
1033
CFM Wealth Partners
Texas
– -$265K -2,543 Closed
OFS
1034
OneAscent Financial Services
Alabama
– -$258K -2,473 Closed
IAN
1035
Integrated Advisors Network
Texas
– -$257K -2,470 Closed
OWM
1036
OneAscent Wealth Management
Alabama
– -$241K -2,314 Closed
SICM
1037
Sustainable Insight Capital Management
New York
– -$245K -2,207 Closed
KA
1038
Kovack Advisors
Florida
– -$228K -2,185 Closed
ISL
1039
Ingalls & Snyder LLC
New York
– -$225K -2,158 Closed
FT
1040
Fiduciary Trust
Massachusetts
– -$225K -2,156 Closed
HAS
1041
HBW Advisory Services
California
– -$224K -2,145 Closed
CWA
1042
Carolina Wealth Advisors
South Carolina
– -$223K -2,143 Closed
AWCI
1043
Alpine Woods Capital Investors
New York
– -$220K -2,112 Closed
JWCA
1044
J.W. Cole Advisors
Florida
– -$217K -2,087 Closed
NGA
1045
Naples Global Advisors
Florida
– -$216K -2,075 Closed
ACA
1046
Aptus Capital Advisors
Alabama
– -$215K -2,061 Closed
SGK
1047
Steigerwald Gordon & Koch
Virginia
– -$215K -2,060 Closed
DWT
1048
Dorsey & Whitney Trust
South Dakota
– -$212K -2,038 Closed
CP
1049
Camelot Portfolios
Ohio
– -$211K -2,028 Closed
AWM
1050
Apollon Wealth Management
South Carolina
– -$211K -2,025 Closed
40 41
42
43 44