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Capital One

Name Holding Trade Value Shares
Change
Change in
Stake
CPO
1001
Cerity Partners OCIO
New York
– -$334K -3,674 Closed
PP
1002
Prudential plc
United Kingdom
– -$332K -3,654 Closed
LWAC
1003
Laurel Wealth Advisors (California)
California
– -$306K -3,363 Closed
NFC
1004
Northeast Financial Consultants
Connecticut
– -$295K -3,240 Closed
Verition Fund Management
1005
Verition Fund Management
Connecticut
– -$233K -2,566 Closed
FSC
1006
Full Sail Capital
Oklahoma
– -$206K -2,140 Closed
GSWM
1007
Golden State Wealth Management
California
– -$86K -948 Closed
SB
1008
Strategic Blueprint
Georgia
– -$59K -644 Closed
DP
1009
Denver PWM
Colorado
– -$58.2K -643 Closed
NCM
1010
Nelson Capital Management
California
– -$46K -510 Closed
KWA
1011
KCS Wealth Advisory
California
– -$44.6K -490 Closed
PRC
1012
Pearl River Capital
Michigan
– -$22K -245 Closed
CCM
1013
Cribstone Capital Management
Maine
– -$21K -227 Closed
CIAS
1014
Capital Investment Advisory Services
North Carolina
– -$18K -202 Closed
SIM
1015
Sonora Investment Management
Arizona
– -$14K -150 Closed
GWMIA
1016
Global Wealth Management Investment Advisory
Florida
– -$11K -125 Closed
M
1017
MOTCO
Texas
– -$8K -89 Closed
RWA
1018
Ropes Wealth Advisors
Massachusetts
– -$7K -75 Closed
WWM
1019
Willingdon Wealth Management
North Carolina
– -$6.65K -69 -97%
PW
1020
Price Wealth
Texas
– -$5K -51 Closed
QCIG
1021
Quad-Cities Investment Group
Iowa
– -$5K -50 Closed
GWAG
1022
Garrett Wealth Advisory Group
Texas
– -$3.82K -42 Closed
LF
1023
Lee Financial
Texas
– -$4K -39 Closed
NIC
1024
Northwest Investment Counselors
Oregon
– -$1K -12 Closed
CFFP
1025
Center for Financial Planning
Michigan
– +$289 +3 New