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Capital One

Name Holding Trade Value Shares
Change
Change in
Stake
COF
951
Capital One Financial
Virginia
-$444K -6,184 Closed
JWCA
952
J.W. Cole Advisors
Florida
-$370K -5,155 Closed
ECM
953
ExodusPoint Capital Management
New York
-$370K -5,146 Closed
JG
954
Jefferies Group
New York
-$359K -5,000 Closed
MCM
955
Maltese Capital Management
New York
-$359K -5,000 Closed
CG
956
Cutler Group
California
-$393K -4,619 Closed
LOAME
957
Lombard Odier Asset Management (Europe)
United Kingdom
-$301K -4,182 Closed
PFT
958
Providence First Trust
Arizona
-$295K -4,103 Closed
KeyBank National Association
959
KeyBank National Association
Ohio
-$267K -3,721 Closed
NICM
960
Neo Ivy Capital Management
New York
-$256K -3,575 Closed
IA
961
IndexIQ Advisors
New York
-$242K -3,363 Closed
HI
962
Horizon Investments
North Carolina
-$236K -3,294 Closed
FANJ
963
Financial Architects (New Jersey)
New Jersey
-$224K -3,120 Closed
FHB
964
First Hawaiian Bank
Hawaii
-$223K -3,111 Closed
Verition Fund Management
965
Verition Fund Management
Connecticut
-$214K -2,973 Closed
SBSB
966
Sullivan, Bruyette, Speros & Blaney
Virginia
-$185K -2,568 Closed
FWM
967
Focused Wealth Management
New York
-$115K -1,600 Closed
GSWM
968
Golden State Wealth Management
California
-$101K -1,400 Closed
FFA
969
Founders Financial Alliance
North Carolina
-$60K -838 Closed
PFS
970
Prospera Financial Services
Texas
-$60K -832 Closed
NNP
971
Nachman Norwood & Parrott
South Carolina
-$57K -795 Closed
RIM
972
Rampart Investment Management
Connecticut
-$53K -736 Closed
AA
973
Advisory Alpha
Michigan
-$52K -664 Closed
EI
974
Ellevest Inc
New York
-$44K -608 Closed
JFA
975
JNBA Financial Advisors
Minnesota
-$36K -496 Closed