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Capital One

Name Holding Trade Value Shares
Change
Change in
Stake
COF
951
Capital One Financial
Virginia
– -$444K -6,184 Closed
JWCA
952
J.W. Cole Advisors
Florida
– -$370K -5,155 Closed
ExodusPoint Capital Management
953
ExodusPoint Capital Management
New York
– -$370K -5,146 Closed
Jefferies Group
954
Jefferies Group
New York
– -$359K -5,000 Closed
MCM
955
Maltese Capital Management
New York
– -$359K -5,000 Closed
CG
956
Cutler Group
California
– -$393K -4,619 Closed
LOAME
957
Lombard Odier Asset Management (Europe)
United Kingdom
– -$301K -4,182 Closed
PFT
958
Providence First Trust
Arizona
– -$295K -4,103 Closed
KeyBank National Association
959
KeyBank National Association
Ohio
– -$267K -3,721 Closed
NICM
960
Neo Ivy Capital Management
New York
– -$256K -3,575 Closed
IndexIQ Advisors
961
IndexIQ Advisors
New York
– -$242K -3,363 Closed
Horizon Investments
962
Horizon Investments
North Carolina
– -$236K -3,294 Closed
FANJ
963
Financial Architects (New Jersey)
New Jersey
– -$224K -3,120 Closed
FHB
964
First Hawaiian Bank
Hawaii
– -$223K -3,111 Closed
Verition Fund Management
965
Verition Fund Management
Connecticut
– -$214K -2,973 Closed
SBSB
966
Sullivan, Bruyette, Speros & Blaney
Virginia
– -$185K -2,568 Closed
FWM
967
Focused Wealth Management
New York
– -$115K -1,600 Closed
GSWM
968
Golden State Wealth Management
California
– -$101K -1,400 Closed
FFA
969
Founders Financial Alliance
North Carolina
– -$60K -838 Closed
Prospera Financial Services
970
Prospera Financial Services
Texas
– -$60K -832 Closed
NNP
971
Nachman Norwood & Parrott
South Carolina
– -$57K -795 Closed
RIM
972
Rampart Investment Management
Connecticut
– -$53K -736 Closed
Advisory Alpha
973
Advisory Alpha
Michigan
– -$52K -664 Closed
EI
974
Ellevest Inc
New York
– -$44K -608 Closed
JFA
975
JNBA Financial Advisors
Minnesota
– -$36K -496 Closed