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Capital One
COF

Name Holding Trade Value Shares
Change 		Change in
Stake
ADL
901
Asset Dedication LLC
California
$12K – – –
PG
902
Patten Group
Tennessee
$12K – – –
WTB
903
Washington Trust Bank
Washington
$12K – – –
AC
904
Avestar Capital
New York
$10K -$3.02K -31 -19%
BA
905
Ballew Advisors
Mississippi
$10K – – –
PK
906
Pflug Koory
Nebraska
$10K – – –
AIL
907
AGF Investments LLC
Ontario, Canada
$10K +$5.16K +53 +100%
ATC
908
Adirondack Trust Company
New York
$9K – – –
MWM
909
Mascoma Wealth Management
New Hampshire
$9K – – –
MFBTD
910
MB Financial Bank - Trust Department
Illinois
$9K – – –
PCFFS
911
Pacific Center for Financial Services
California
$9K – – –
SIS
912
Sound Income Strategies
Florida
$9K +$9.14K +94 New
TC
913
Truvestments Capital
Florida
$9K +$9.73K +100 New
AF
914
Allworth Financial
California
$8K – – –
CHC
915
City Holding Co
West Virginia
$8K – – –
MWM
916
MinichMacGregor Wealth Management
New York
$8K – – –
OC
917
Oakworth Capital
Alabama
$8K – – –
FAM
918
Fred Alger Management
New York
$7K -$23.9K -246 -77%
GWS
919
Glassman Wealth Services
Virginia
$7K – – –
LFG
920
LifePlan Financial Group
Ohio
$7K – – –
NWM
921
Northwest Wealth Management
Iowa
$7K – – –
RCG
922
Ruggie Capital Group
Florida
$7K – – –
CH
923
Canton Hathaway
Rhode Island
$7K +$7.29K +75 New
KL
924
KWMG LLC
Kansas
$6K – – –
CBT
925
Central Bank & Trust
Kentucky
$6K +$6.32K +65 New
35 36
37
38 39