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Capital One
COF

Name Holding Trade Value Shares
Change 		Change in
Stake
CAW
776
Cornerstone Advisors (Washington)
Washington
$10K +$707 +9 +8%
GWM
777
Gupta Wealth Management
California
$9K +$9.12K +116 New
HPBT
778
High Point Bank & Trust
North Carolina
$8K – – –
SIG
779
Stanford Investment Group
California
$8K – – –
M
780
MOTCO
Texas
$8K +$1.73K +22 +31%
S
781
SignatureFD
Georgia
$7K +$3.93K +50 +116%
RCG
782
Ruggie Capital Group
Florida
$6K – – –
SIA
783
Stancorp Investment Advisers
Oregon
$6K – – –
MWAN
784
Mariner Wealth Advisors (NYC)
Kansas
$6K +$6.05K +77 New
TC
785
Trust Company
Kansas
$5K +$5.03K +64 New
CHC
786
City Holding Co
West Virginia
$4K – – –
RIA
787
Regal Investment Advisors
Michigan
$4K – – –
AC
788
Alexandria Capital
Virginia
$3K -$3.62K -46 -51%
NFG
789
Next Financial Group
Texas
$3K – – –
UFA
790
US Financial Advisors
Massachusetts
$3K – – –
AF
791
Allworth Financial
California
$3K +$2.83K +36 New
TCM
792
Tradewinds Capital Management
Washington
$2K – – –
GI
793
Gradient Investments
Minnesota
$1K – – –
MUS
794
Mitsubishi UFJ Securities
Japan
$1K +$786 +10 New
NIMC
795
NWQ Investment Management Company
California
– -$107M -1,300,030 Closed
NAM
796
NorthCoast Asset Management
Connecticut
– -$61.4M -743,197 Closed
WMSA
797
Weiss Multi-Strategy Advisers
New York
– -$45.4M -550,000 Closed
CC
798
Carlson Capital
Texas
– -$42.1M -510,450 Closed
EA
799
Euclid Advisors
Connecticut
– -$21.4M -259,090 Closed
SCM
800
Stevens Capital Management
Pennsylvania
– -$18.5M -223,873 Closed
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