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Capital One
COF

Name Holding Trade Value Shares
Change 		Change in
Stake
WA
751
WFG Advisors
Texas
$126K +$11.5K +141 +10%
BRWA
752
B. Riley Wealth Advisors
Florida
$125K +$124K +1,520 New
HHMI
753
Howard Hughes Medical Institute
Maryland
$115K -$517K -6,351 -82%
MCM
754
Manchester Capital Management
Vermont
$115K – – –
SEC
755
Seven Eight Capital
New York
$107K +$106K +1,300 New
JWM
756
Jacobus Wealth Management
Wisconsin
$105K – – –
DBT
757
Dubuque Bank & Trust
Iowa
$100K – – –
GWCM
758
Godshalk Welsh Capital Management
Pennsylvania
$99K +$97.6K +1,200 New
NPC
759
National Planning Corporation
California
$93.8K +$95.4K +1,173 New
WA
760
WealthTrust-Arizona
Arizona
$93K – – –
PSI
761
Pinnacle Summer Investments
Virginia
$91K -$10.2K -125 -9%
HFM
762
Hartford Financial Management
Connecticut
$82K – – –
ST
763
Smithfield Trust
Pennsylvania
$78K – – –
PSC
764
Prentiss Smith & Co
Vermont
$69K +$67.7K +832 New
IMS
765
Index Management Solutions
Pennsylvania
$66K -$189K -2,325 -74%
HCP
766
Holt Capital Partners
Texas
$66K +$65.1K +800 New
TWA
767
TCI Wealth Advisors
Arizona
$59K – – –
TDC
768
Thompson Davis & Co
Virginia
$54K -$2.36K -29 -4%
JAM
769
Jolley Asset Management
North Carolina
$54K – – –
JFGIW
770
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$53K – – –
DAM
771
Delta Asset Management
Tennessee
$52K – – –
PCM
772
Prelude Capital Management
New York
$50K -$45.7K -562 -48%
FAM
773
Formidable Asset Management
Ohio
$48K – – –
IC
774
Intersect Capital
California
$48K +$47.3K +581 New
TIM
775
Tortoise Investment Management
New York
$48K +$47.4K +583 New
29 30
31
32 33