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Capital One
COF

Name Holding Trade Value Shares
Change 		Change in
Stake
HP
651
Hartree Partners
New York
$810K -$816K -5,000 -50%
PWM
652
PBMares Wealth Management
Virginia
$797K – – –
B
653
Barings
North Carolina
$790K -$319K -1,956 -29%
TC
654
TownSquare Capital
Utah
$787K +$284K +1,742 +56%
CHC
655
City Holding Co
West Virginia
$785K +$471K +2,885 +147%
DPIM
656
Duff & Phelps Investment Management
Illinois
$783K -$20.4K -125 -3%
SCA
657
Snowden Capital Advisors
New York
$779K -$117K -714 -13%
AIM
658
Acropolis Investment Management
Missouri
$778K -$22K -135 -3%
FMLI
659
Fukoku Mutual Life Insurance
Japan
$777K +$109K +670 +16%
OQS
660
Occudo Quantitative Strategies
Florida
$776K -$393K -2,407 -33%
CANY
661
Caxton Associates (New York)
New York
$776K +$47.2K +289 +6%
SWM
662
Spire Wealth Management
Virginia
$772K +$10.4K +64 +1%
GWM
663
Geneos Wealth Management
Colorado
$760K +$9.14K +56 +1%
CI
664
Conning Inc
Connecticut
$754K -$145K -890 -16%
P
665
Pitcairn
Pennsylvania
$754K +$4.24K +26 +0.6%
SIA
666
Soltis Investment Advisors
Utah
$748K -$80.8K -495 -10%
AAM
667
Advisors Asset Management
Colorado
$747K +$231K +1,414 +44%
EE
668
EWG Elevate
California
$747K +$753K +4,613 New
FC
669
FORA Capital
Florida
$742K -$354K -2,168 -32%
AC
670
Allstate Corporation
Illinois
$735K -$199K -1,219 -21%
FSA
671
Franklin Street Advisors
North Carolina
$735K -$25K -153 -3%
RCC
672
Red Cedar Capital
Nebraska
$731K – – –
PA
673
Parallel Advisors
California
$730K +$62.3K +382 +9%
CAL
674
Capital Analysts LLC
Pennsylvania
$725K -$122K -750 -14%
PCM
675
Parsons Capital Management
Rhode Island
$723K +$13.9K +85 +2%
25 26
27
28 29