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Capital One

Name Holding Trade Value Shares
Change
Change in
Stake
LWM
601
LBA Wealth Management
Florida
$541K +$21.5K +325 +4%
SFM
602
Signet Financial Management
New Jersey
$535K -$4.56K -69 -0.9%
TYCC
603
Texas Yale Capital Corp
Florida
$534K – – –
AC
604
Alexandria Capital
Virginia
$529K +$283K +4,287 +128%
CW
605
Cobiz Wealth
Colorado
$527K -$2.45M -37,082 -83%
WCA
606
Westover Capital Advisors
Delaware
$527K -$28K -423 -5%
AIA
607
Affinity Investment Advisors
California
$527K – – –
Two Sigma Advisers
608
Two Sigma Advisers
New York
$517K -$2.75M -41,627 -85%
IAM
609
Integre Asset Management
New York
$512K – – –
ICAS
610
Investors Capital Advisory Services
Massachusetts
$503K +$33.4K +506 +7%
NERM
611
New England Research & Management
Illinois
$502K -$1.65K -25 -0.3%
PAG
612
Private Advisor Group
New Jersey
$501K -$132K -2,003 -22%
CI
613
Cowen Inc
New York
$499K +$145K +2,200 +44%
DPIM
614
Duff & Phelps Investment Management
Illinois
$493K -$119K -1,805 -20%
Toronto Dominion Bank
615
Toronto Dominion Bank
Ontario, Canada
$491K -$958K -14,501 -67%
BO
616
Bank OZK
Arkansas
$484K +$54.2K +820 +13%
LTFS
617
Ladenburg Thalmann Financial Services
Florida
$482K +$66.3K +1,003 +17%
Creative Planning
618
Creative Planning
Kansas
$479K -$170K -2,569 -27%
IFAM
619
Institutional & Family Asset Management
Colorado
$460K – – –
FWM
620
Frontier Wealth Management
Missouri
$459K -$61.3K -927 -12%
CWM
621
Concert Wealth Management
California
$454K +$76.1K +1,152 +21%
CCM
622
Corsair Capital Management
New York
$453K -$166K -2,506 -28%
GIA
623
Guyasuta Investment Advisors
Pennsylvania
$447K -$70.7K -1,070 -14%
GF
624
Gerstein Fisher
New York
$437K -$23.1K -349 -5%
SGA
625
Strategic Global Advisors
California
$420K – – –