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CODE

SPANSION INC, CLASS A COMMON STOCK
CODE

Delisted

CODE was delisted on the 12th of March, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
CLM
176
ClearBridge LLC (Maryland)
Maryland
$14K -$7.43K -350 -37%
IGIM
177
I.G. Investment Management
Manitoba, Canada
$5K
PNC Financial Services Group
178
PNC Financial Services Group
Pennsylvania
$4K -$161K -7,580 -98%
LTFS
179
Ladenburg Thalmann Financial Services
Florida
$4K +$3.42K +161 New
Westfield Capital Management
180
Westfield Capital Management
Massachusetts
-$15.3M -727,215 Closed
CIP
181
Chartwell Investment Partners
Pennsylvania
-$9.8M -465,020 Closed
CM
182
Castleark Management
Illinois
-$4.48M -212,825 Closed
PRCM
183
Pine River Capital Management
Minnesota
-$3.87M -183,809 Closed
Marshall Wace
184
Marshall Wace
United Kingdom
-$3.14M -149,072 Closed
GP
185
GLG Partners
United Kingdom
-$2.3M -109,109 Closed
SAM
186
Symphony Asset Management
California
-$1.42M -67,343 Closed
ECM
187
Empire Capital Management
Connecticut
-$1.37M -65,000 Closed
QSS
188
Quantitative Systematic Strategies
Florida
-$999K -47,844 Closed
LPL Financial
189
LPL Financial
California
-$997K -47,300 Closed
ARC
190
Absolute Return Capital
Massachusetts
-$909K -43,137 Closed
QT
191
Quantbot Technologies
New York
-$684K -32,501 Closed
DCM
192
Driehaus Capital Management
Illinois
-$665K -31,578 Closed
ARTA
193
A.R.T. Advisors
New York
-$439K -20,867 Closed
SCA
194
Secor Capital Advisors
New York
-$435K -20,630 Closed
DTL
195
Dynamic Technology Lab
Singapore
-$413K -19,581 Closed
SG Americas Securities
196
SG Americas Securities
New York
-$354K -16,822 Closed
Prudential Financial
197
Prudential Financial
New Jersey
-$331K -15,697 Closed
Royal Bank of Canada
198
Royal Bank of Canada
Ontario, Canada
-$317K -15,059 Closed
Axa
199
Axa
France
-$310K -14,700 Closed
TRCT
200
Tower Research Capital (TRC)
New York
-$204K -9,674 Closed