|
401
|
Sterling Manor Financial
Saratoga Springs,
New York
|
–
|
-$432K
|
-24,312
|
Closed
|
|
|
402
|
|
–
|
-$367K
|
-20,677
|
Closed
|
|
|
403
|
Boothbay Fund Management
New York
|
–
|
-$303K
|
-17,055
|
Closed
|
|
|
404
|
Parametrica Management
Wanchai,
Hong Kong
|
–
|
-$272K
|
-15,327
|
Closed
|
|
|
405
|
Vontobel Holding
Zurich,
Switzerland
|
–
|
-$245K
|
-13,902
|
Closed
|
|
|
406
|
State Street
Boston,
Massachusetts
|
–
|
-$239K
|
-13,477
|
Closed
|
|
|
407
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
–
|
-$201K
|
-11,311
|
Closed
|
|
|
408
|
Cullen/Frost Bankers
San Antonio,
Texas
|
–
|
-$98K
|
-5,513
|
Closed
|
|
|
409
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$41K
|
-2,316
|
Closed
|
|
|
410
|
KB Financial Partners
Princeton,
New Jersey
|
–
|
-$29K
|
-1,640
|
Closed
|
|
|
411
|
Stonebridge Capital Advisors
St Paul,
Minnesota
|
–
|
-$15K
|
-817
|
Closed
|
|
|
412
|
Leonteq Securities AG
Zurich,
Switzerland
|
–
|
-$11.8K
|
-666
|
Closed
|
|
|
413
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$8K
|
-474
|
Closed
|
|
|
414
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$7K
|
-408
|
Closed
|
|
|
415
|
PineBridge Investments
New York
|
–
|
-$7K
|
-306
|
Closed
|
|
|
416
|
Manchester Capital Management
Manchester,
Vermont
|
–
|
-$4K
|
-233
|
Closed
|
|
|
417
|
Arkadios Wealth Advisors
Atlanta,
Georgia
|
–
|
-$3K
|
-196
|
Closed
|
|
|
418
|
Credit Agricole
Montrouge Cedex,
France
|
–
|
-$2K
|
-133
|
Closed
|
|
|
419
|
Tortoise Capital Advisors
Overland Park,
Kansas
|
–
|
+$132
|
+8
|
New
|
|
