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CenterPoint Energy

Name Holding Trade Value Shares
Change
Change in
Stake
NAMA
451
Nikko Asset Management Americas
New York
– -$406K -19,700 Closed
AssetMark Inc
452
AssetMark Inc
California
– -$346K -16,976 Closed
ISL
453
Ingalls & Snyder LLC
New York
– -$265K -13,000 Closed
Robeco Institutional Asset Management
454
Robeco Institutional Asset Management
Netherlands
– -$251K -12,277 Closed
PP
455
Paloma Partners
Connecticut
– -$242K -11,865 Closed
Squarepoint
456
Squarepoint
New York
– -$234K -11,474 Closed
Parallax Volatility Advisers
457
Parallax Volatility Advisers
California
– -$226K -11,182 Closed
TFF
458
Timothy F. Fidgeon
– -$218K -10,700 Closed
GMIM
459
General Motors Investment Management
New York
– -$214K -10,491 Closed
LCS
460
Levin Capital Strategies
New York
– -$208K -10,200 Closed
CLOS
461
Compagnie Lombard Odier SCmA
Switzerland
– -$208K -10,169 Closed
LOAMS
462
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$209K -10,169 Closed
NIT
463
NumerixS Investment Technologies
British Columbia, Canada
– -$206K -10,100 Closed
BAM
464
Burnham Asset Management
New York
– -$202K -9,912 Closed
KeyBank National Association
465
KeyBank National Association
Ohio
– -$201K -9,852 Closed
BLAM
466
Bourne Lent Asset Management
New York
– -$153K -7,500 Closed
HCM
467
Horrell Capital Management
Arkansas
– -$106K -5,182 Closed
Group One Trading
468
Group One Trading
Illinois
– -$62.2K -3,076 Closed
MA
469
MUFG Americas
New York
– -$23K -1,150 Closed
IC
470
Intersect Capital
California
– -$21K -1,000 Closed
KTC
471
Kistler-Tiffany Companies
Pennsylvania
– -$19K -949 Closed
TNB
472
Thomasville National Bank
Georgia
– -$18K -900 Closed
S
473
SignatureFD
Georgia
– -$18K -871 Closed
TRCT
474
Tower Research Capital (TRC)
New York
– -$7K -326 Closed
WCM
475
Wealthcare Capital Management
Virginia
– -$3K -125 Closed