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Canadian National Railway
CNI

Name Holding Trade Value Shares
Change 		Change in
Stake
BKA
501
Brick & Kyle Associates
Pennsylvania
$34K +$34.2K +500 New
TDC
502
Thompson Davis & Co
Virginia
$32K – – –
LIA
503
LS Investment Advisors
Michigan
$30K – – –
CFA
504
Carroll Financial Associates
North Carolina
$28K – – –
JFGIW
505
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$28K – – –
VIA
506
Vantage Investment Advisors
Pennsylvania
$28K – – –
GWCM
507
Godshalk Welsh Capital Management
Pennsylvania
$28K +$27.4K +400 New
WEC
508
Winslow Evans & Crocker
Massachusetts
$24.1K – – –
TCM
509
Tradewinds Capital Management
Washington
$21K – – –
ARMC
510
American Research & Management Company
Massachusetts
$20K – – –
VNA
511
Valley National Advisers
Pennsylvania
$18K +$22.2K +324 New
PFG
512
Piershale Financial Group
Illinois
$17K – – –
CFSG
513
Community Financial Services Group
Vermont
$16K – – –
CHP
514
Cable Hill Partners
Oregon
$16K +$16.4K +239 New
RIA
515
Regal Investment Advisors
Michigan
$14K -$19.2K -280 -58%
FA
516
Financial Advantage
Maryland
$14K – – –
MSFP
517
Mark Sheptoff Financial Planning
Connecticut
$14K – – –
SAM
518
Shamrock Asset Management
Texas
$14K – – –
TRCT
519
Tower Research Capital (TRC)
New York
$12K -$24.5K -358 -67%
WA
520
Waverly Advisors
Alabama
$12K -$2.74K -40 -19%
WT
521
Whittier Trust
California
$12K – – –
AF
522
Arrow Financial
New York
$9K – – –
CSS
523
Cubist Systematic Strategies
Connecticut
$8K -$2.42M -35,422 -100%
DA
524
Dunvegan Associates
California
$8K – – –
SSG
525
Summit Securities Group
New York
$7K -$239K -3,500 -97%
19 20
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