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Compass Pathways

Name Holding Trade Value Shares
Change
Change in
Stake
TFM
126
TFC Financial Management
Massachusetts
$149 – – –
ACM
127
Anfield Capital Management
California
$100 – – –
CWM
128
Crowley Wealth Management
Delaware
$86 – – –
MTIC
129
Missouri Trust & Investment Company
Missouri
$86 – – –
FFA
130
Farther Finance Advisors
California
$84 -$384 -100 -77%
CIBC Private Wealth Group
131
CIBC Private Wealth Group
Georgia
$61 – – –
TCM
132
Tradewinds Capital Management
Washington
$41 – – –
S
133
SignatureFD
Georgia
$3 – – –
ACM
134
Altium Capital Management
New York
– -$5.38M -1,424,400 Closed
AAA
135
Affinity Asset Advisors
New York
– -$3.21M -850,512 Closed
Marshall Wace
136
Marshall Wace
United Kingdom
– -$1.4M -369,070 Closed
IC
137
Ikarian Capital
Texas
– -$767K -202,894 Closed
IHAM
138
Integral Health Asset Management
New York
– -$756K -200,000 Closed
CSS
139
Cubist Systematic Strategies
Connecticut
– -$479K -126,636 Closed
Jane Street
140
Jane Street
New York
– -$199K -51,815 Closed
GAA
141
Green Alpha Advisors
Colorado
– -$142K -37,614 Closed
TSS
142
Two Sigma Securities
New York
– -$135K -35,604 Closed
PBM
143
Propel Bio Management
California
– -$95.3K -25,209 Closed
EP
144
Essential Planning
New Hampshire
– -$93.6K -18,395 Closed
SAM
145
Simplify Asset Management
Nevada
– -$53.9K -14,248 Closed
RS
146
R Squared
Hong Kong
– -$5.93K -1,570 Closed
Northwestern Mutual Wealth Management
147
Northwestern Mutual Wealth Management
Wisconsin
– -$1.89K -500 Closed
GEA
148
Glen Eagle Advisors
New Jersey
– -$197 -52 Closed
AF
149
Advisornet Financial
Minnesota
– -$189 -50 Closed
APW
150
Aventura Private Wealth
Florida
– -$64 -17 Closed