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Compass Pathways

Name Holding Trade Value Shares
Change
Change in
Stake
AM
126
AGF Management
Ontario, Canada
– -$7.56M -1,021,545 Closed
AC
127
Armistice Capital
New York
– -$2.96M -400,000 Closed
Alyeska Investment Group
128
Alyeska Investment Group
Illinois
– -$2.5M -386,000 Closed
DTC
129
Deep Track Capital
Connecticut
– -$2.43M -328,424 Closed
Bank of New York Mellon
130
Bank of New York Mellon
New York
– -$597K -80,734 Closed
SW
131
SVB Wealth
Massachusetts
– -$162K -21,885 Closed
Balyasny Asset Management
132
Balyasny Asset Management
Illinois
– -$155K -20,900 Closed
VF
133
Virtu Financial
New York
– -$113K -15,328 Closed
Squarepoint
134
Squarepoint
New York
– -$88.5K -11,964 Closed
B
135
Bailard
California
– -$88.5K -11,957 Closed
AAS
136
Avantax Advisory Services
Texas
– -$78.7K -10,640 Closed
TRCT
137
Tower Research Capital (TRC)
New York
– -$58.1K -7,847 Closed
CUAMC
138
China Universal Asset Management Company
China
– -$5.11K -690 Closed
Creative Planning
139
Creative Planning
Kansas
– -$2.4K -324 Closed
US Bancorp
140
US Bancorp
Minnesota
– -$1.7K -230 Closed
Legacy Financial Group (Iowa)
141
Legacy Financial Group (Iowa)
Iowa
– -$1.48K -200 Closed
AWA
142
Authentikos Wealth Advisory
California
– -$518 -70 Closed
MSFP
143
Mark Sheptoff Financial Planning
Connecticut
– -$396 -53 Closed
IPW
144
Impact Partnership Wealth
Georgia
– -$296 -40 Closed
FCA
145
FinTrust Capital Advisors
South Carolina
– -$185 -25 Closed
BTI
146
Blue Trust Inc
Georgia
– +$317 +49 New