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Compass Pathways

Name Holding Trade Value Shares
Change
Change in
Stake
MS
126
Maven Securities
Jersey
– -$2.99M -100,000 Closed
AIC
127
AWM Investment Company
New York
– -$2.39M -80,000 Closed
PCM
128
Pentwater Capital Management
Florida
– -$1.14M -38,200 Closed
AWCI
129
Alpine Woods Capital Investors
New York
– -$1.14M -38,000 Closed
BFM
130
Boothbay Fund Management
New York
– -$689K -23,050 Closed
WP
131
Woodline Partners
California
– -$377K -12,613 Closed
Squarepoint
132
Squarepoint
New York
– -$338K -11,321 Closed
PFO
133
Pathstone Family Office
New Jersey
– -$335K -11,229 Closed
BCM
134
Bienville Capital Management
New York
– -$299K -10,000 Closed
RCM
135
Requisite Capital Management
Texas
– -$299K -10,000 Closed
KPWS
136
Kestra Private Wealth Services
Texas
– -$288K -9,649 Closed
Commonwealth Equity Services
137
Commonwealth Equity Services
Massachusetts
– -$257K -8,615 Closed
State Street
138
State Street
Massachusetts
– -$254K -8,500 Closed
MVP
139
Miller Value Partners
Florida
– -$239K -8,000 Closed
HighTower Advisors
140
HighTower Advisors
Illinois
– -$213K -7,169 Closed
BWP
141
Baldwin Wealth Partners
Massachusetts
– -$18K -600 Closed
WLPWM
142
Walled Lake Planning & Wealth Management
Illinois
– -$12K -400 Closed
AWM
143
Accel Wealth Management
Iowa
– -$9K -300 Closed
PO
144
Private Ocean
California
– -$4K -150 Closed
S
145
SignatureFD
Georgia
– -$4K -125 Closed
ADL
146
Asset Dedication LLC
California
– -$3K -100 Closed
EW
147
Evoke Wealth
California
– -$2K -100 Closed
BWM
148
BerganKDV Wealth Management
Minnesota
– -$1K -26 Closed
NFG
149
Next Financial Group
Texas
– -$1K -21 Closed
HNB
150
Huntington National Bank
Ohio
– +$32 +1 New