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CMG

Name Holding Trade Value Shares
Change 		Change in
Stake
ECM
601
Element Capital Management
New York
– -$772K -95,900 Closed
C
602
CFO4Life
Texas
– -$603K -74,900 Closed
BLA
603
Balter Liquid Alternatives
Massachusetts
– -$552K -68,500 Closed
IIM
604
Intact Investment Management
Quebec, Canada
– -$483K -60,000 Closed
QC
605
Quadrature Capital
United Kingdom
– -$475K -59,000 Closed
HF
606
HRT Financial
New York
– -$366K -45,450 Closed
QC
607
QCM Cayman
Texas
– -$342K -42,450 Closed
PC
608
Palo Capital
California
– -$322K -40,000 Closed
RFC
609
Regions Financial Corp
Alabama
– -$296K -36,700 Closed
QT
610
Quantbot Technologies
New York
– -$283K -35,250 Closed
AT
611
Arden Trust
Delaware
– -$274K -34,050 Closed
EWM
612
Endurance Wealth Management
Rhode Island
– -$242K -30,000 Closed
FRM
613
Fox Run Management
Connecticut
– -$242K -30,000 Closed
AHC
614
Adell Harriman & Carpenter
Texas
– -$230K -28,500 Closed
FHC
615
First Heartland Consultants
Missouri
– -$226K -28,100 Closed
EPM
616
Equitec Proprietary Markets
Illinois
– -$208K -25,850 Closed
PCM
617
Parsons Capital Management
Rhode Island
– -$206K -25,550 Closed
NERM
618
New England Research & Management
Illinois
– -$201K -25,000 Closed
AW
619
ACG Wealth
Georgia
– -$201K -24,900 Closed
PHK
620
Point72 Hong Kong
Hong Kong
– -$185K -22,950 Closed
PAIA
621
Park Avenue Institutional Advisers
New York
– -$77K -9,500 Closed
SCM
622
Southport Capital Management
Tennessee
– -$64K -7,900 Closed
CCA
623
Checchi Capital Advisers
California
– -$56K -7,000 Closed
GP
624
GLG Partners
United Kingdom
– -$23K -2,900 Closed
MSFP
625
Mark Sheptoff Financial Planning
Connecticut
– -$20K -2,500 Closed
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