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CMG

Name Holding Trade Value Shares
Change 		Change in
Stake
IIM
501
Intact Investment Management
Quebec, Canada
$699K – – –
MWM
502
Madison Wealth Management
Ohio
$699K – – –
CAIMH
503
Central Asset Investments & Management Holdings
Hong Kong
$699K +$704K +20,000 New
PP
504
Paloma Partners
Connecticut
$687K +$692K +19,650 New
AA
505
Ancora Advisors
Ohio
$680K -$12.3K -350 -2%
AF
506
Allworth Financial
California
$677K -$5.28K -150 -0.8%
AAS
507
Avantax Advisory Services
Texas
$677K +$31.7K +900 +5%
MYAM
508
Meiji Yasuda Asset Management
Japan
$675K +$49.3K +1,400 +8%
TAM
509
Trillium Asset Management
Massachusetts
$670K -$88K -2,500 -12%
TCM
510
Teza Capital Management
Illinois
$664K +$352K +10,000 +111%
AIP
511
Ameritas Investment Partners
Nebraska
$661K – – –
HI
512
Horizon Investments
North Carolina
$661K +$155K +4,400 +30%
ACM
513
Advisors Capital Management
New Jersey
$654K +$659K +18,700 New
DC
514
Davenport & Co
Virginia
$652K +$10.6K +300 +2%
NIPH
515
NN Investment Partners Holdings
Netherlands
$650K -$215K -6,100 -25%
FTDI
516
First Trust Direct Indexing
Massachusetts
$650K +$7.04K +200 +1%
PGFC
517
Peapack-Gladstone Financial Corp
New Jersey
$642K – – –
YIA
518
YHB Investment Advisors
Connecticut
$636K -$24.6K -700 -4%
UB
519
UMB Bank
Missouri
$632K +$150K +4,250 +31%
TI
520
Tidal Investments
Wisconsin
$628K +$104K +2,950 +20%
HF
521
HRT Financial
New York
$618K -$152M -4,304,000 -100%
LNC
522
Lincoln National Corp
Pennsylvania
$613K +$58.1K +1,650 +10%
CB
523
CNB Bank
Pennsylvania
$611K +$28.2K +800 +5%
PSUF
524
People's United Financial
Connecticut
$610K -$268K -7,600 -30%
HBT
525
Heartland Bank & Trust
Illinois
$605K +$609K +17,300 New
19 20
21
22 23