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Name Holding Trade Value Shares
Change
Change in
Stake
NIM
1976
NuWave Investment Management
New Jersey
$7K -$617K -16,204 -99%
AIM
1977
Arcadia Investment Management
Michigan
$7K – – –
MWA
1978
Moser Wealth Advisors
Washington
$7K – – –
HS
1979
Horan Securities
United States
$7K +$6.7K +176 New
RA
1980
Rational Advisors
New York
$7K +$6.78K +178 New
SC
1981
Stralem & Co
New York
$6K – – –
WAMC
1982
Western Asset Management Company
California
$6K +$4.08K +107 +412%
AIC
1983
Archer Investment Corporation
Indiana
$5.26K – – –
AIA
1984
Arcadia Investment Advisors
Idaho
$5.22K – – –
GTAM
1985
Global Trust Asset Management
Florida
$5K – – –
LFG
1986
Larson Financial Group
Missouri
$5K +$38 +1 +0.8%
TJHA
1987
Thomas J. Herzfeld Advisors
Florida
$5K +$4.34K +114 New
AP
1988
Arlington Partners
Alabama
$4K -$3.27K -86 -46%
EWM
1989
Elmwood Wealth Management
California
$4K +$838 +22 +31%
ST
1990
Sageworth Trust
Pennsylvania
$4K +$1.49K +39 +60%
HF
1991
Halpern Financial
Virginia
$3.12K -$1.41K -37 -32%
ETC
1992
Exchange Traded Concepts
Oklahoma
$3K -$1.41K -37 -35%
CMBA
1993
C.M. Bidwell & Associates
Hawaii
$3K – – –
JPLA
1994
Joseph P. Lucia & Associates
New York
$3K – – –
MA
1995
Modus Advisors
Minnesota
$2K +$2.44K +64 New
CAM
1996
ClariVest Asset Management
California
$1K -$37.3M -979,124 -100%
CMA
1997
Cedar Mountain Advisors
Oregon
$1K – – –
LGWM
1998
Litman Gregory Wealth Management
California
$1K – – –
ED
1999
Exane Derivatives
France
$741 – – –
WIM
2000
Westside Investment Management
California
$735 +$105K +2,750 +17%