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Panagram BBB-B CLO ETF

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
101
Worth Asset Management
Texas
– -$710K -26,818 Closed
GAM
102
Griffin Asset Management
New York
– -$677K -25,554 Closed
BRWA
103
B. Riley Wealth Advisors
Florida
– -$556K -20,997 Closed
NWA
104
Navis Wealth Advisors
New York
– -$510K -19,259 Closed
AFP
105
Ausdal Financial Partners
Iowa
– -$509K -19,220 Closed
Bank of Montreal
106
Bank of Montreal
Ontario, Canada
– -$481K -18,177 Closed
FGA
107
Fortis Group Advisors
New Jersey
– -$443K -16,536 Closed
PTC
108
Private Trust Company
Ohio
– -$425K -16,051 Closed
AIM
109
Advyzon Investment Management
Illinois
– -$409K -15,438 Closed
Koshinski Asset Management
110
Koshinski Asset Management
Illinois
– -$324K -12,219 Closed
GS
111
GTS Securities
Florida
– -$314K -11,874 Closed
IWS
112
Insight Wealth Strategies
California
– -$267K -10,091 Closed
MA
113
Mutual Advisors
Nebraska
– -$252K -9,500 Closed
IAS
114
Insigneo Advisory Services
Florida
– -$248K -9,363 Closed
MAG
115
MRA Advisory Group
New Jersey
– -$216K -8,166 Closed
Vontobel Holding
116
Vontobel Holding
Switzerland
– -$212K -8,000 Closed
TAM
117
Tucker Asset Management
Colorado
– -$23.7K -896 Closed
HWP
118
Highline Wealth Partners
California
– -$13.2K -500 Closed
RFA
119
Reyes Financial Architecture
California
– -$7.41K -280 Closed