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VanEck CLO ETF
CLOI

Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
176
Jane Street
New York
– -$2.29M -43,427 Closed
PA
177
ProCore Advisors
California
– -$1.08M -20,481 Closed
TPA
178
Trivium Point Advisory
Connecticut
– -$934K -17,677 Closed
Quantinno Capital Management
179
Quantinno Capital Management
New York
– -$360K -6,815 Closed
LI
180
LifeWealth Investments
Florida
– -$350K -6,625 Closed
BOSSRA
181
B.O.S.S. Retirement Advisors
Utah
– -$316K -5,993 Closed
DWS
182
Discipline Wealth Solutions
South Carolina
– -$315K -5,960 Closed
PIA
183
Perennial Investment Advisors
California
– -$287K -5,445 Closed
VWA
184
Visionary Wealth Advisors
Illinois
– -$286K -5,416 Closed
CWM
185
Collaborative Wealth Management
Florida
– -$283K -5,366 Closed
Simplicity Wealth
186
Simplicity Wealth
New Jersey
– -$278K -5,264 Closed
Equitable Holdings
187
Equitable Holdings
New York
– -$269K -5,103 Closed
HOWA
188
Heritage Oak Wealth Advisors
Florida
– -$265K -5,025 Closed
EC
189
Elequin Capital
New York
– -$216K -4,084 Closed
SageView Advisory Group
190
SageView Advisory Group
California
– -$91.3K -1,729 Closed
WETS
191
Wealth Enhancement Trust Services
South Dakota
– -$71K -1,344 Closed
PWM
192
Peck Wealth Management
New York
– -$61.6K -1,167 Closed
RCM
193
Raleigh Capital Management
North Carolina
– -$42.8K -810 Closed
FHA
194
Flagship Harbor Advisors
Massachusetts
– -$15.8K -300 Closed
Bank of America
195
Bank of America
North Carolina
– -$11.5K -218 Closed
JWM
196
Jessup Wealth Management
Ohio
– -$8.29K -157 Closed
PNC Financial Services Group
197
PNC Financial Services Group
Pennsylvania
– -$5.92K -112 Closed
CA
198
Crewe Advisors
Utah
– -$1.43K -27 Closed
O'Shaughnessy Asset Management
199
O'Shaughnessy Asset Management
Connecticut
– -$1.06K -20 Closed
Sterling Capital Management
200
Sterling Capital Management
North Carolina
– -$528 -10 Closed
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