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CLLS

Cellectis

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$257K +$33.3K +1,289 +17%
Millennium Management
27
Millennium Management
New York
$204K -$916K -35,438 -83%
Bank of America
28
Bank of America
North Carolina
$153K -$131K -5,079 -49%
PCMM
29
Private Capital Management (Minnesota)
Minnesota
$85K
PCM
30
Prelude Capital Management
New York
$57K -$75K -2,900 -59%
Simplex Trading
31
Simplex Trading
Illinois
$32K +$29.7K +1,148 New
Victory Capital Management
32
Victory Capital Management
Texas
$19K
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$11K -$13.3K -515 -58%
CG
34
Cutler Group
California
$6K -$15.5K -600 -73%
NFG
35
Next Financial Group
Texas
$6K -$2.59K -100 -33%
AIM
36
Advantage Investment Management
Iowa
$6K
Citigroup
37
Citigroup
New York
$6K +$5.17K +200 New
GT
38
Glenmede Trust
Pennsylvania
$4K
RE
39
RBC Europe
United Kingdom
$3.67K +$3.34K +129 New
PA
40
Parallel Advisors
California
$3K
TWA
41
TCI Wealth Advisors
Arizona
$3K +$2.59K +100 New
AOWM
42
Alpha Omega Wealth Management
Virginia
$2K +$2.07K +80 New
DCM
43
DAFNA Capital Management
California
-$1.97M -76,404 Closed
O
44
OrbiMed
New York
-$1.73M -66,799 Closed
GH
45
GAM Holding
Switzerland
-$870K -34,116 Closed
QF
46
QVT Financial
New York
-$655K -25,353 Closed
FIM
47
Freedom Investment Management
Connecticut
-$276K -10,687 Closed
WJA
48
Williams Jones & Associates
New York
-$244K -9,450 Closed
FPF
49
FNY Partners Fund
New York
-$25.9K -1,000 Closed
DADC
50
D.A. Davidson & Co
Montana
-$12K -500 Closed