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CLCT

Collectors Universe
CLCT

Delisted

CLCT was delisted on the 5th of February, 2021.

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92 hedge funds and large institutions have $175M invested in Collectors Universe in 2019 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 32 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 9

89% more call options, than puts

Call options by funds: $396K | Put options by funds: $210K

54% more capital invested

Capital invested by funds: $114M → $175M (+$61.2M)

39% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 23

21% more funds holding

Funds holding: 76 → 92 (+16)

Holders
92
Holders Change
+16
Holders Change %
+21.05%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
26
Increased
32
Reduced
23
Closed
9
Calls
$396K
Puts
$210K
Net Calls
+$186K
Net Calls Change
-$198K

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$3.4M
2
OSAM
O'Shaughnessy Asset Management
Connecticut
+$2.18M
3
N
Nuveen
North Carolina
+$2.02M
4
WG
Winton Group
United Kingdom
+$2.01M
5
Charles Schwab
Charles Schwab
California
+$1.94M

Top Sellers

Rank Fund Capital Flow
1
NSIM
North Star Investment Management
Illinois
-$3.48M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$2.31M
3
LAM
Lapides Asset Management
Connecticut
-$1.24M
4
SCM
Sterling Capital Management
North Carolina
-$1.21M
5
PM
Pembroke Management
Quebec, Canada
-$1.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
76
Royal Bank of Canada
Ontario, Canada
$31K +$17.7K +726 +199%
BNP Paribas Financial Markets
77
BNP Paribas Financial Markets
France
$28.9K +$23.1K +949 +1,438%
AIP
78
Ameritas Investment Partners
Nebraska
$20K – – –
Bank of Montreal
79
Bank of Montreal
Ontario, Canada
$20K +$778 +32 +5%
DWA
80
Dorsey Wright & Associates
California
$16K +$49 +2 +0.4%
CAPTRUST Financial Advisors
81
CAPTRUST Financial Advisors
North Carolina
$14K – – –
Citigroup
82
Citigroup
New York
$11K -$44.9K -1,847 -83%
FHA
83
First Horizon Advisors
Tennessee
$9K – – –
TRCT
84
Tower Research Capital (TRC)
New York
$7K -$10.6K -434 -65%
PCM
85
Prelude Capital Management
New York
$4K -$93.9K -3,859 -97%
Lazard Asset Management
86
Lazard Asset Management
New York
$4K +$3.58K +147 New
LTFS
87
Ladenburg Thalmann Financial Services
Florida
$2K +$1.31K +54 New
Federated Hermes
88
Federated Hermes
Pennsylvania
$2K +$1.44K +59 New
MAM
89
Meeder Asset Management
Ohio
$1K +$924 +38 New
LAM
90
Lapides Asset Management
Connecticut
– -$1.24M -58,200 Closed
Millennium Management
91
Millennium Management
New York
– -$679K -31,818 Closed
First Trust Advisors
92
First Trust Advisors
Illinois
– -$308K -14,411 Closed
Susquehanna International Group
93
Susquehanna International Group
Pennsylvania
– -$244K -11,454 Closed
EGM
94
Engineers Gate Manager
New York
– -$222K -10,425 Closed
State of Tennessee, Department of Treasury
95
State of Tennessee, Department of Treasury
Tennessee
– -$104K -4,869 Closed
Canada Life
96
Canada Life
Manitoba, Canada
– -$10K -490 Closed
GAM
97
Griffin Asset Management
New York
– -$5K -250 Closed
Russell Investments Group
98
Russell Investments Group
United Kingdom
– -$2K -92 Closed
PFGIA
99
Patriot Financial Group Insurance Agency
Massachusetts
– +$24 +1 New
BFC
100
Bedel Financial Consulting
Indiana
– +$122 +5 New
1 2 3
4

CLCT Hedge Fund Activity: Q3 2019 in Review

92 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Collectors Universe (CLCT) for Q3 2019, worth a combined $175M — up 54% from $114M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CLCT positions and 9 closed out — a net gain of 17 holders — while 32 added to existing stakes and 23 trimmed.

The largest buyer was Wells Fargo, adding an estimated $3.4M. The largest seller was North Star Investment Management, cutting an estimated $3.48M.

  • 92 institutional investors held Collectors Universe (CLCT) as of Q3 2019, up from 76 in Q2 2019.
  • Funds reported $175M of Collectors Universe stock for Q3 2019, up 54% quarter-over-quarter.
  • 26 funds opened new Collectors Universe positions in Q3 2019 and 9 closed out, a net change of +17 holders.
  • The largest Collectors Universe buyer in Q3 2019 was Wells Fargo, an estimated $3.4M added.
  • The largest Collectors Universe seller in Q3 2019 was North Star Investment Management, an estimated $3.48M sold.

Based on aggregated 13F filings for Q3 2019.