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Name Holding Trade Value Shares
Change
Change in
Stake
RWG
1026
Regal Wealth Group
California
$29K – – –
PGWM
1027
Parisi Gray Wealth Management
New Jersey
$27K – – –
PG
1028
Proffitt & Goodson
Tennessee
$26K -$512K -2,801 -95%
LWM
1029
Lenox Wealth Management
Ohio
$26K -$17K -93 -37%
VFA
1030
Valeo Financial Advisors
Indiana
$26K -$2.19K -12 -7%
VCM
1031
Versant Capital Management
Arizona
$25K -$3.47K -19 -11%
LGWM
1032
Litman Gregory Wealth Management
California
$25K – – –
PMFA
1033
Plante Moran Financial Advisors
Michigan
$24K -$12.1K -66 -31%
MSA
1034
Marino Stram & Associates
Massachusetts
$24K +$14.1K +77 +105%
PO
1035
Private Ocean
California
$23K – – –
DAM
1036
Delta Asset Management
Tennessee
$22K -$1.46K -8 -6%
RCM
1037
Requisite Capital Management
Texas
$22K +$24.5K +134 New
AIM
1038
Advantage Investment Management
Iowa
$21K -$27.4K -150 -54%
OIA
1039
Optimum Investment Advisors
Illinois
$21K -$24.5K -134 -51%
1NWS
1040
1 North Wealth Services
Maryland
$21K – – –
YWP
1041
YorkBridge Wealth Partners
New York
$20K – – –
WWM
1042
Willingdon Wealth Management
North Carolina
$19K -$30.7K -168 -58%
OSNBOA
1043
Old Second National Bank of Aurora
Illinois
$19K +$21.9K +120 New
LA
1044
Legacy Advisors
Pennsylvania
$19K +$22.1K +121 New
NFG
1045
Next Financial Group
Texas
$18K -$90.4K -495 -81%
AF
1046
Arrow Financial
New York
$18K -$34.3K -188 -64%
NFH
1047
NEXT Financial Holdings
Texas
$18K +$21K +115 New
SIM
1048
Sonora Investment Management
Arizona
$17K -$1.1K -6 -5%
BAM
1049
Bruderman Asset Management
New York
$17K – – –
LWANC
1050
Laurel Wealth Advisors (North Carolina)
North Carolina
$17K – – –