CHY

Calamos Convertible and High Income Fund
CHY

Overview Fund Activity

84 hedge funds and large institutions have $138M invested in Calamos Convertible and High Income Fund in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 31 increasing their positions, 28 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
84
Holders Change
-10
Holders Change %
-10.64%
% of All Funds
2.43%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
5
Increased
31
Reduced
28
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.2M
2
PPA
2
Parametric Portfolio Associates
Washington
$16.4M
3
Bank of America
3
Bank of America
North Carolina
$5.67M
4
Morgan Stanley
4
Morgan Stanley
New York
$14.3M
5
Invesco
5
Invesco
Georgia
$6.3M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$229K
2
BC
2
Bartlett & Co
Ohio
$253K
3
DIA
3
Dean Investment Associates
Ohio
$0
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
AAM
5
Advisors Asset Management
Colorado
$6.13M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$731K – – –
ICOA
27
Investment Centers of America
North Dakota
$723K +$524K +42,206 +263%
HCM
28
Hollencrest Capital Management
California
$690K -$57.2K -4,240 -8%
MCM
29
Maryland Capital Management
Maryland
$602K +$226K +16,790 +60%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$601K -$43.5K -3,225 -7%
OC
31
Oarsman Capital
Wisconsin
$594K -$28.3K -2,100 -5%
NPC
32
National Planning Corporation
California
$569K -$48.6K -3,440 -8%
PFS
33
Prospera Financial Services
Texas
$560K +$560K +41,533 New
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$516K +$15.9K +1,178 +3%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$487K -$95.2K -7,061 -16%
Citigroup
36
Citigroup
New York
$483K +$59.6K +4,420 +14%
IAS
37
IMA Advisory Services
Colorado
$381K +$5.93K +440 +2%
FNBT
38
FineMark National Bank & Trust
Florida
$367K -$4.71K -350 -1%
Stifel Financial
39
Stifel Financial
Missouri
$325K +$325K +24,131 New
CIA
40
Capital Investment Advisors
Georgia
$320K -$19.5K -1,450 -6%
FNBOMD
41
First National Bank of Mount Dora
Florida
$306K – – –
US Bancorp
42
US Bancorp
Minnesota
$300K – – –
SSWM
43
Sheets Smith Wealth Management
North Carolina
$297K +$364 +27 +0.1%
LCM
44
Logan Capital Management
Pennsylvania
$286K -$54.2K -4,020 -16%
FIG
45
Fusion Investment Group
Pennsylvania
$282K +$6.38K +476 +2%
MIC
46
Meridian Investment Counsel
California
$280K – – –
OC
47
Oppenheimer & Co
New York
$277K +$35.2K +2,607 +15%
CA
48
Cetera Advisors
Colorado
$274K -$49.1K -3,627 -15%
PA
49
Planning Alternatives
Michigan
$270K – – –
SGCA
50
Steel Grove Capital Advisors
Tennessee
$256K -$18.6K -1,380 -7%
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