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CGC

Canopy Growth
CGC

Name Holding Trade Value Shares
Change 		Change in
Stake
AWA
401
Arete Wealth Advisors
Illinois
– -$241K -597 Closed
IFWM
402
Institute for Wealth Management
Colorado
– -$226K -561 Closed
FHC
403
First Heartland Consultants
Missouri
– -$226K -559 Closed
NWP
404
Northstar Wealth Partners
Connecticut
– -$224K -555 Closed
CGA
405
Crescent Grove Advisors
Illinois
– -$218K -542 Closed
FAIM
406
Financial Advocates Investment Management
Washington
– -$215K -534 Closed
BW
407
Bison Wealth
Georgia
– -$215K -533 Closed
JAFL
408
Jay A. Fishman Ltd
Michigan
– -$209K -518 Closed
DI
409
DFPG Investments
Utah
– -$202K -517 Closed
CAM
410
Claret Asset Management
Quebec, Canada
– -$208K -514 Closed
KF
411
Krilogy Financial
Missouri
– -$207K -514 Closed
TIA
412
Trust Investment Advisors
Indiana
– -$204K -506 Closed
MAFM
413
Mid Atlantic Financial Management
Pennsylvania
– -$203K -503 Closed
G
414
Gainplan
Michigan
– -$202K -500 Closed
EWM
415
Executive Wealth Management
Michigan
– -$163K -404 Closed
GAM
416
Griffin Asset Management
New York
– -$76K -189 Closed
TPWA
417
TRUE Private Wealth Advisors
Oregon
– -$57K -143 Closed
CB
418
CNB Bank
Pennsylvania
– -$53K -130 Closed
SFFS
419
Stonehage Fleming Financial Services
Jersey
– -$52K -130 Closed
SMFS
420
Squar Milner Financial Services
California
– -$50K -125 Closed
TA
421
TCG Advisors
Texas
– -$46K -115 Closed
MF
422
Manchester Financial
California
– -$35K -88 Closed
AWMF
423
Arbor Wealth Management (Florida)
Florida
– -$28K -69 Closed
BSG
424
Black Swift Group
Colorado
– -$23K -57 Closed
RCG
425
Ruggie Capital Group
Florida
– -$20K -50 Closed
14 15 16
17
18