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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
QAM
176
QCI Asset Management
New York
$11K
GSWM
177
Golden State Wealth Management
California
$11K +$14.4K +500 New
TSW
178
Thompson Siegel & Walmsley
Virginia
$9K
VCP
179
Verus Capital Partners
Arizona
$9K +$11.5K +400 New
BFEC
180
Benjamin F. Edwards & Company
Missouri
$7K
EWM
181
Edge Wealth Management
New York
$7K
SF
182
Synovus Financial
Georgia
$7K +$9.52K +330 New
EDRH
183
Edmond de Rothschild Holding
Switzerland
$6K
Fifth Third Bancorp
184
Fifth Third Bancorp
Ohio
$6K
TFGT
185
TS Financial Group (TSFG)
Illinois
$6K
MRCM
186
M&R Capital Management
New Jersey
$6K +$8.65K +300 New
PFGIA
187
Patriot Financial Group Insurance Agency
Massachusetts
$5K +$317 +11 +5%
APA
188
American Portfolios Advisors
New York
$4.98K
GRP
189
Global Retirement Partners
California
$4K +$29 +1 +0.6%
MCM
190
McMillion Capital Management
North Carolina
$4K +$5.77K +200 New
BWM
191
BerganKDV Wealth Management
Minnesota
$3K +$4.44K +154 New
LPWM
192
Lake Point Wealth Management
Texas
$2K +$721 +25 +50%
First Manhattan
193
First Manhattan
New York
$1K
VFA
194
Valeo Financial Advisors
Indiana
$1K +$29 +1 +3%
LFG
195
Larson Financial Group
Missouri
$1K +$1.44K +50 New
PA
196
Parallel Advisors
California
$1K +$2.31K +80 New
LP
197
LMR Partners
United Kingdom
-$19.2K -600,000 Closed
TEE
198
Tibra Equities Europe
United Kingdom
-$13.4M -417,904 Closed
IG
199
ING Group
Netherlands
-$11.4M -353,900 Closed
MWNA
200
Marshall Wace North America
New York
-$9.08M -282,882 Closed