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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
PFO
151
Pathstone Family Office
New Jersey
$28K +$26.6K +1,113 New
DOA
152
D'Orazio & Associates
Virginia
$25K +$23.3K +975 New
RIA
153
Realta Investment Advisors
Delaware
$23K +$21.5K +900 New
UBS AM
154
UBS AM
Illinois
$21.3K – – –
GSWM
155
Golden State Wealth Management
California
$19K +$12.1K +505 +220%
SL
156
Salomon & Ludwin
Virginia
$17K – – –
FHA
157
Flagship Harbor Advisors
Massachusetts
$14K +$6.1K +255 +79%
ASN
158
Advisory Services Network
Georgia
$13K – – –
QAM
159
QCI Asset Management
New York
$13K – – –
SF
160
Synovus Financial
Georgia
$12K -$74K -3,094 -86%
TSW
161
Thompson Siegel & Walmsley
Virginia
$10K – – –
BFEC
162
Benjamin F. Edwards & Company
Missouri
$9K – – –
TFGT
163
TS Financial Group (TSFG)
Illinois
$8K – – –
AIM
164
Advantage Investment Management
Iowa
$8K +$144 +6 +2%
EDRH
165
Edmond de Rothschild Holding
Switzerland
$7K – – –
Fifth Third Bancorp
166
Fifth Third Bancorp
Ohio
$7K – – –
WAP
167
Wealthcare Advisory Partners
Pennsylvania
$6K – – –
PFGIA
168
Patriot Financial Group Insurance Agency
Massachusetts
$6K +$2.75K +115 +115%
GRP
169
Global Retirement Partners
California
$4K +$72 +3 +2%
APA
170
American Portfolios Advisors
New York
$3.32K – – –
CAPTRUST Financial Advisors
171
CAPTRUST Financial Advisors
North Carolina
$3K – – –
BWM
172
BerganKDV Wealth Management
Minnesota
$3K +$2.39K +100 New
FDCDDQ
173
Federation des caisses Desjardins du Quebec
Quebec, Canada
$2.56K +$2.39K +100 New
VFA
174
Valeo Financial Advisors
Indiana
$1K +$24 +1 +3%
SIAP
175
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1K +$598 +25 New