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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
DOA
151
D'Orazio & Associates
Virginia
$25K +$23.3K +975 New
RIA
152
Realta Investment Advisors
Delaware
$23K +$21.5K +900 New
UBS AM
153
UBS AM
Illinois
$21.3K
GSWM
154
Golden State Wealth Management
California
$19K +$12.1K +505 +220%
SL
155
Salomon & Ludwin
Virginia
$17K
FHA
156
Flagship Harbor Advisors
Massachusetts
$14K +$6.1K +255 +79%
ASN
157
Advisory Services Network
Georgia
$13K
QAM
158
QCI Asset Management
New York
$13K
SF
159
Synovus Financial
Georgia
$12K -$74K -3,094 -86%
TSW
160
Thompson Siegel & Walmsley
Virginia
$10K
BFEC
161
Benjamin F. Edwards & Company
Missouri
$9K
TFGT
162
TS Financial Group (TSFG)
Illinois
$8K
AIM
163
Advantage Investment Management
Iowa
$8K +$144 +6 +2%
EDRH
164
Edmond de Rothschild Holding
Switzerland
$7K
Fifth Third Bancorp
165
Fifth Third Bancorp
Ohio
$7K
WAP
166
Wealthcare Advisory Partners
Pennsylvania
$6K
PFGIA
167
Patriot Financial Group Insurance Agency
Massachusetts
$6K +$2.75K +115 +115%
GRP
168
Global Retirement Partners
California
$4K +$72 +3 +2%
APA
169
American Portfolios Advisors
New York
$3.32K
CAPTRUST Financial Advisors
170
CAPTRUST Financial Advisors
North Carolina
$3K
BWM
171
BerganKDV Wealth Management
Minnesota
$3K +$2.39K +100 New
FDCDDQ
172
Federation des caisses Desjardins du Quebec
Quebec, Canada
$2.56K +$2.39K +100 New
VFA
173
Valeo Financial Advisors
Indiana
$1K +$24 +1 +3%
SIAP
174
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1K +$598 +25 New
GT
175
Glenmede Trust
Pennsylvania
$53