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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
151
CIBC Private Wealth Group
Georgia
$30K -$35.3K -1,500 -52%
IA
152
IFP Advisors
Florida
$28K – – –
FANJ
153
Financial Architects (New Jersey)
New Jersey
$24K -$8.59K -365 -24%
CG
154
Cutler Group
California
$23K -$494 -21 -2%
PCM
155
Poehling Capital Management
Wisconsin
$16K – – –
BFEC
156
Benjamin F. Edwards & Company
Missouri
$15K – – –
MCM
157
MV Capital Management
Maryland
$15K – – –
WEC
158
Winslow Evans & Crocker
Massachusetts
$12.8K – – –
FCMT
159
Founders Capital Management (Texas)
Texas
$11K +$11.8K +500 New
OIA
160
Optimum Investment Advisors
Illinois
$11K +$11.8K +500 New
PG
161
Patten Group
Tennessee
$10K – – –
Barclays
162
Barclays
United Kingdom
$9K -$924K -39,271 -99%
TSW
163
Thompson Siegel & Walmsley
Virginia
$9K – – –
SCM
164
Stumpf Capital Management
Arizona
$7K – – –
AIM
165
Advantage Investment Management
Iowa
$6K – – –
BWA
166
Burt Wealth Advisors
Maryland
$5K – – –
VNA
167
Valley National Advisers
Pennsylvania
$4K – – –
APA
168
American Portfolios Advisors
New York
$2.78K – – –
CAPTRUST Financial Advisors
169
CAPTRUST Financial Advisors
North Carolina
$2K – – –
EA
170
Edge Advisors
Georgia
$2K +$2.75K +117 New
Northwestern Mutual Wealth Management
171
Northwestern Mutual Wealth Management
Wisconsin
$1K – – –
VFA
172
Valeo Financial Advisors
Indiana
$1K +$24 +1 +4%
PA
173
Parallel Advisors
California
$1K +$729 +31 New
GI
174
Gradient Investments
Minnesota
$1K +$1.18K +50 New
DG
175
Delek Group
Israel
– -$9.38M -410,000 Closed