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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
QAM
151
QCI Asset Management
New York
$34K – – –
IA
152
IFP Advisors
Florida
$28K -$21.5K -962 -44%
CG
153
Cutler Group
California
$25K +$20.3K +909 +461%
EWM
154
Endurance Wealth Management
Rhode Island
$23K – – –
SWP
155
Stratos Wealth Partners
Ohio
$21K +$20.2K +905 New
PCM
156
Poehling Capital Management
Wisconsin
$17K +$16.8K +750 New
CAM
157
CenterStar Asset Management
Illinois
$16K – – –
MCM
158
MV Capital Management
Maryland
$16K – – –
BFEC
159
Benjamin F. Edwards & Company
Missouri
$16K +$13.3K +595 +595%
WEC
160
Winslow Evans & Crocker
Massachusetts
$13.7K -$163K -7,276 -92%
PG
161
Patten Group
Tennessee
$10K – – –
TSW
162
Thompson Siegel & Walmsley
Virginia
$9K -$22.3K -1,000 -71%
SCM
163
Stumpf Capital Management
Arizona
$8K +$7.44K +333 New
AIM
164
Advantage Investment Management
Iowa
$7K – – –
BWA
165
Burt Wealth Advisors
Maryland
$6K – – –
VNA
166
Valley National Advisers
Pennsylvania
$4K – – –
APA
167
American Portfolios Advisors
New York
$2.98K +$2.9K +130 New
PO
168
Private Ocean
California
$2K +$1.5K +67 New
CAPTRUST Financial Advisors
169
CAPTRUST Financial Advisors
North Carolina
$2K +$2.23K +100 New
Northwestern Mutual Wealth Management
170
Northwestern Mutual Wealth Management
Wisconsin
$1K -$24.3K -1,088 -96%
VFA
171
Valeo Financial Advisors
Indiana
$1K +$22 +1 +4%
BCM
172
Beck Capital Management
Texas
– -$610K -25,840 Closed
BFM
173
Boothbay Fund Management
New York
– -$519K -22,000 Closed
GW
174
GW & Wade
Massachusetts
– -$493K -20,891 Closed
HIM
175
Hillsdale Investment Management
Ontario, Canada
– -$408K -17,300 Closed