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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
IAIM
126
International Assets Investment Management
Florida
$340K +$452K +15,684 New
SI
127
Stephens Inc
Arkansas
$339K -$37.5K -1,300 -8%
CAM
128
CenterStar Asset Management
Illinois
$331K
CHP
129
Castle Hook Partners
New York
$321K +$427K +14,806 New
SWM
130
SeaCrest Wealth Management
New York
$318K +$423K +14,670 New
SCCM
131
Schafer Cullen Capital Management
New York
$303K -$167K -5,800 -29%
WSTAM
132
Wilbanks Smith & Thomas Asset Management
Virginia
$287K -$530K -18,375 -58%
Cambridge Investment Research Advisors
133
Cambridge Investment Research Advisors
Iowa
$272K +$14.2K +492 +4%
MGAM
134
McGowan Group Asset Management
Texas
$270K +$360K +12,491 New
AWM
135
AE Wealth Management
Kansas
$265K +$52.8K +1,829 +18%
SCM
136
Sterneck Capital Management
Missouri
$264K +$34.8K +1,207 +11%
BRWA
137
B. Riley Wealth Advisors
Florida
$253K -$76.8K -2,662 -19%
PTP
138
Platform Technology Partners
New York
$240K
SOAMC
139
Spirit of America Management Corp
New York
$228K -$300K -10,400 -50%
Mirae Asset Global Investments
140
Mirae Asset Global Investments
South Korea
$227K +$54K +1,871 +22%
LNWWM
141
Laird Norton Wetherby Wealth Management
California
$217K +$290K +10,046 New
PCA
142
Personal Capital Advisors
California
$216K
LNC
143
Lincoln National Corp
Pennsylvania
$211K +$281K +9,730 New
RhumbLine Advisers
144
RhumbLine Advisers
Massachusetts
$202K +$269K +9,341 New
ASN
145
Advisory Services Network
Georgia
$178K +$211K +7,309 +786%
SMFS
146
Squar Milner Financial Services
California
$174K +$232K +8,040 New
PH
147
Pinnacle Holdings
Oklahoma
$169K
TRCT
148
Tower Research Capital (TRC)
New York
$156K +$207K +7,194 New
Russell Investments Group
149
Russell Investments Group
United Kingdom
$151K -$744K -25,797 -79%
CFGS
150
Concourse Financial Group Securities
Alabama
$149K +$198K +6,880 New