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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
126
US Bancorp
Minnesota
$38K – – –
SSB
127
Sandy Spring Bank
Maryland
$27K -$51.4K -2,500 -68%
DOA
128
D'Orazio & Associates
Virginia
$23K – – –
UBS AM
129
UBS AM
Illinois
$18.9K +$17.2K +835 New
TRCT
130
Tower Research Capital (TRC)
New York
$15K -$36.4K -1,769 -72%
SL
131
Salomon & Ludwin
Virginia
$15K +$13.3K +648 New
ASN
132
Advisory Services Network
Georgia
$13K +$3.09K +150 +37%
QAM
133
QCI Asset Management
New York
$11K – – –
TSW
134
Thompson Siegel & Walmsley
Virginia
$9K – – –
BFEC
135
Benjamin F. Edwards & Company
Missouri
$8K -$7.3K -355 -51%
FHA
136
Flagship Harbor Advisors
Massachusetts
$7K -$44.4K -2,160 -87%
AIM
137
Advantage Investment Management
Iowa
$7K – – –
TFGT
138
TS Financial Group (TSFG)
Illinois
$7K +$6.17K +300 New
EDRH
139
Edmond de Rothschild Holding
Switzerland
$6K – – –
Fifth Third Bancorp
140
Fifth Third Bancorp
Ohio
$6K – – –
GSWM
141
Golden State Wealth Management
California
$5K -$117K -5,697 -96%
WAP
142
Wealthcare Advisory Partners
Pennsylvania
$5K – – –
GRP
143
Global Retirement Partners
California
$4K +$3.4K +165 New
APA
144
American Portfolios Advisors
New York
$2.94K – – –
CAPTRUST Financial Advisors
145
CAPTRUST Financial Advisors
North Carolina
$2K – – –
PFGIA
146
Patriot Financial Group Insurance Agency
Massachusetts
$2K – – –
VFA
147
Valeo Financial Advisors
Indiana
$1K – – –
HAI
148
Hennessy Advisors Inc
California
– -$2.4M -131,300 Closed
Walleye Trading
149
Walleye Trading
New York
– -$2.42M -117,474 Closed
PI
150
PEAK6 Investments
Illinois
– -$2.16M -104,991 Closed