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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
AAP
126
Arax Advisory Partners
Colorado
$48K – – –
Barclays
127
Barclays
United Kingdom
$48K +$39.8K +2,100 +211%
WAM
128
Wealthspire Advisors (Maryland)
Maryland
$43K – – –
AIM
129
Anchor Investment Management
South Carolina
$42.9K +$133 +7 +0.3%
FHA
130
Flagship Harbor Advisors
Massachusetts
$39K +$114 +6 +0.2%
FWM
131
Focused Wealth Management
New York
$36K -$188K -9,932 -81%
VRM
132
Vectors Research Management
New York
$30K – – –
US Bancorp
133
US Bancorp
Minnesota
$27K – – –
TRCT
134
Tower Research Capital (TRC)
New York
$25K -$111K -5,874 -79%
WA
135
WealthTrust-Arizona
Arizona
$25K – – –
CFG
136
Citizens Financial Group
Rhode Island
$19K +$22.7K +1,198 New
WTC
137
WhitTier Trust Company
Nevada
$18K -$81.3K -4,283 -79%
RFC
138
Regions Financial Corp
Alabama
$16K – – –
DOA
139
D'Orazio & Associates
Virginia
$15K – – –
BFEC
140
Benjamin F. Edwards & Company
Missouri
$11K – – –
Carson Wealth (CWM LLC)
141
Carson Wealth (CWM LLC)
Nebraska
$9K -$19K -1,000 -63%
PA
142
Parallel Advisors
California
$9K +$247 +13 +2%
QAM
143
QCI Asset Management
New York
$8K -$28.5K -1,500 -75%
PG
144
Patten Group
Tennessee
$7K – – –
TSW
145
Thompson Siegel & Walmsley
Virginia
$6K – – –
GWS
146
Glassman Wealth Services
Virginia
$6K +$7.21K +380 New
AIM
147
Advantage Investment Management
Iowa
$5K – – –
BAM
148
Bruderman Asset Management
New York
$5K +$5.69K +300 New
WAP
149
Wealthcare Advisory Partners
Pennsylvania
$4K -$33.4K -1,760 -88%
BWA
150
Burt Wealth Advisors
Maryland
$4K – – –