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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
126
Acrospire Investment Management
Illinois
$22K +$19.2K +1,089 New
VWA
127
V Wealth Advisors
Kansas
$18K +$15.9K +900 New
WEC
128
Winslow Evans & Crocker
Massachusetts
$14.8K +$13.2K +750 New
MCM
129
MV Capital Management
Maryland
$14K – – –
TSW
130
Thompson Siegel & Walmsley
Virginia
$8K – – –
BNP Paribas Financial Markets
131
BNP Paribas Financial Markets
France
$6.2K – – –
AIM
132
Advantage Investment Management
Iowa
$6K – – –
BWA
133
Burt Wealth Advisors
Maryland
$4K – – –
LYV
134
Live Your Vision
Pennsylvania
$2K – – –
BFEC
135
Benjamin F. Edwards & Company
Missouri
$2K +$1.76K +100 New
DADC
136
D.A. Davidson & Co
Montana
$1K – – –
IR
137
Invictus RG
Bermuda
$1K +$847 +48 New
OFM
138
Okumus Fund Management
Cayman Islands
– -$16.8M -1,056,067 Closed
IG
139
ING Group
Netherlands
– -$7.61M -477,300 Closed
AIU
140
Algebris Investments (UK)
United Kingdom
– -$5.71M -358,097 Closed
CG
141
Clinton Group
New York
– -$1.32M -82,598 Closed
ECA
142
Endeavour Capital Advisors
Connecticut
– -$863K -54,109 Closed
Citadel Advisors
143
Citadel Advisors
Florida
– -$401K -22,743 Closed
PG
144
PEAK6 Group
Illinois
– -$387K -21,953 Closed
AL
145
Airain Ltd
Guernsey
– -$230K -14,408 Closed
GPC
146
Glacier Peak Capital
Washington
– -$223K -13,990 Closed
LPC
147
Loeb Partners Corp
New York
– -$159K -10,000 Closed
SF
148
Synovus Financial
Georgia
– -$107K -6,639 Closed
KPCM
149
Kings Point Capital Management
New York
– -$64K -4,000 Closed
GWS
150
Glassman Wealth Services
Virginia
– -$42K -2,612 Closed