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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
TSW
126
Thompson Siegel & Walmsley
Virginia
$6K – – –
BNP Paribas Financial Markets
127
BNP Paribas Financial Markets
France
$5.01K – – –
AIM
128
Advantage Investment Management
Iowa
$5K -$6.56K -400 -57%
BWA
129
Burt Wealth Advisors
Maryland
$4K – – –
WAM
130
Wealthspire Advisors (Maryland)
Maryland
$4K – – –
Parallax Volatility Advisers
131
Parallax Volatility Advisers
California
$4K +$3.88K +237 New
LYV
132
Live Your Vision
Pennsylvania
$2K – – –
DADC
133
D.A. Davidson & Co
Montana
$1K – – –
Millennium Management
134
Millennium Management
New York
– -$2.75M -180,505 Closed
GIM
135
Groesbeck Investment Management
New Jersey
– -$2.57M -168,555 Closed
VKH
136
Virtu KCG Holdings
New York
– -$760K -49,844 Closed
BRWA
137
B. Riley Wealth Advisors
Florida
– -$296K -19,346 Closed
WS
138
Wedbush Securities
California
– -$218K -14,285 Closed
KI
139
Koch Industries
Kansas
– -$167K -10,973 Closed
KIA
140
KCM Investment Advisors
California
– -$166K -10,900 Closed
MC
141
Moors & Cabot
Massachusetts
– -$157K -10,254 Closed
BCM
142
Blume Capital Management
California
– -$3K -200 Closed
BIG
143
Bellwether Investment Group
Tennessee
– -$2K -117 Closed
BFEC
144
Benjamin F. Edwards & Company
Missouri
– -$1K -90 Closed
TRCT
145
Tower Research Capital (TRC)
New York
– +$410 +25 New