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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
101
North Star Investment Management
Illinois
$462K +$117K +4,872 +37%
CM
102
Caption Management
Oklahoma
$447K +$419K +17,500 New
SAS
103
Stelac Advisory Services
New York
$445K +$15.4K +645 +4%
CAM
104
Carret Asset Management
New York
$432K +$23.9K +1,000 +6%
BWP
105
Baldwin Wealth Partners
Massachusetts
$419K -$12K -500 -3%
Brown Advisory
106
Brown Advisory
Maryland
$417K
SWM
107
SeaCrest Wealth Management
New York
$391K +$13.5K +563 +4%
SI
108
Stephens Inc
Arkansas
$384K +$360K +15,031 New
FTIOP
109
Fiduciary Trust International of Pennsylvania
Pennsylvania
$375K
Cambridge Investment Research Advisors
110
Cambridge Investment Research Advisors
Iowa
$361K +$58.9K +2,463 +21%
SCM
111
Sterneck Capital Management
Missouri
$358K -$12K -500 -3%
CAN
112
Cetera Advisor Networks
California
$351K -$54.3K -2,272 -14%
CCM
113
Community Capital Management
Florida
$340K +$318K +13,312 New
Walleye Trading
114
Walleye Trading
New York
$336K +$314K +13,135 New
BRWA
115
B. Riley Wealth Advisors
Florida
$319K +$298K +12,444 New
BCM
116
Bluefin Capital Management
New York
$291K +$273K +11,400 New
Wolverine Trading
117
Wolverine Trading
Illinois
$287K +$267K +11,162 New
BTS
118
BB&T Securities
Virginia
$280K +$262K +10,970 New
SS
119
Sunbelt Securities
Texas
$269K +$251K +10,510 New
PCA
120
Personal Capital Advisors
California
$255K +$239K +10,000 New
BWM
121
BigSur Wealth Management
Florida
$253K
V
122
Veritable
Delaware
$250K +$234K +9,790 New
AWM
123
AE Wealth Management
Kansas
$243K +$227K +9,500 New
KA
124
Kovack Advisors
Florida
$241K +$226K +9,428 New
FCM
125
FJ Capital Management
Virginia
$240K -$144K -6,000 -40%