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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
101
BNP Paribas Financial Markets
France
$308K -$53.6K -2,281 -14%
AG
102
Advisor Group
Arizona
$298K – – –
SWM
103
SeaCrest Wealth Management
New York
$281K -$55K -2,340 -16%
FWM
104
Focused Wealth Management
New York
$275K -$1.76K -75 -0.6%
DAC
105
Dividend Assets Capital
South Carolina
$271K – – –
FTIOP
106
Fiduciary Trust International of Pennsylvania
Pennsylvania
$268K – – –
AGM
107
Alpine Global Management
New York
$258K +$269K +11,426 New
SG Americas Securities
108
SG Americas Securities
New York
$250K -$603K -25,627 -70%
JA
109
JOYN Advisors
Georgia
$245K – – –
GH
110
GAM Holding
Switzerland
$245K +$256K +10,883 New
Cambridge Investment Research Advisors
111
Cambridge Investment Research Advisors
Iowa
$231K -$5.46K -232 -2%
Mirae Asset Global Investments
112
Mirae Asset Global Investments
South Korea
$230K +$240K +10,218 New
CAM
113
Cacti Asset Management
Georgia
$229K – – –
PCA
114
Personal Capital Advisors
California
$226K – – –
BWM
115
BigSur Wealth Management
Florida
$224K – – –
SAS
116
Stelac Advisory Services
New York
$221K +$52.7K +2,239 +30%
KCM
117
Kendall Capital Management
Maryland
$221K +$230K +9,800 New
SB
118
Suntrust Banks
Georgia
$213K +$222K +9,457 New
ATIA
119
American Trust Investment Advisors
New Hampshire
$208K +$217K +9,225 New
AF
120
Advisornet Financial
Minnesota
$183K +$23.5K +1,000 +14%
LTFS
121
Ladenburg Thalmann Financial Services
Florida
$182K +$46.1K +1,962 +32%
PH
122
Pinnacle Holdings
Oklahoma
$176K – – –
TRCT
123
Tower Research Capital (TRC)
New York
$168K -$154K -6,563 -47%
NSIM
124
North Star Investment Management
Illinois
$153K – – –
SF
125
Synovus Financial
Georgia
$133K +$753 +32 +0.5%