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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
101
SeaCrest Wealth Management
New York
$355K +$346K +15,503 New
CAM
102
Carret Asset Management
New York
$350K +$51.4K +2,300 +18%
BNP Paribas Financial Markets
103
BNP Paribas Financial Markets
France
$345K +$108K +4,844 +47%
LSAG
104
Lake Street Advisors Group
New Hampshire
$336K +$328K +14,655 New
SOAMC
105
Spirit of America Management Corp
New York
$330K
SCCM
106
Schafer Cullen Capital Management
New York
$325K
PWP
107
Private Wealth Partners
California
$319K
CAN
108
Cetera Advisor Networks
California
$318K -$244K -10,917 -44%
GCP
109
GSA Capital Partners
United Kingdom
$304K +$297K +13,295 New
FWM
110
Focused Wealth Management
New York
$296K -$91K -4,074 -24%
GBA
111
Garrison Bradford & Associates
New York
$278K
IA
112
Investor AB
Sweden
$275K -$282K -12,600 -51%
DAC
113
Dividend Assets Capital
South Carolina
$274K
FTIOP
114
Fiduciary Trust International of Pennsylvania
Pennsylvania
$272K +$6.26K +280 +2%
PFS
115
Prospera Financial Services
Texas
$271K -$4.78K -214 -2%
AG
116
Advisor Group
Arizona
$259K +$63.6K +2,848 +34%
Cambridge Investment Research Advisors
117
Cambridge Investment Research Advisors
Iowa
$245K -$63.5K -2,843 -21%
PCA
118
Personal Capital Advisors
California
$234K +$4.47K +200 +2%
CAM
119
Cacti Asset Management
Georgia
$229K
WPP
120
Whalerock Point Partners
Rhode Island
$229K +$223K +10,000 New
BWM
121
BigSur Wealth Management
Florida
$227K -$38.2K -1,710 -15%
KA
122
Kovack Advisors
Florida
$222K +$7.08K +317 +3%
1WA
123
180 Wealth Advisors
Washington
$219K +$213K +9,551 New
PC
124
Palo Capital
California
$214K +$209K +9,350 New
HCM
125
Hollencrest Capital Management
California
$204K +$5.03K +225 +3%